PRIVATE EQUITY INVESTORS, INC.
PRIVATE EQUITY INVESTORS, INC Legal Name
Adviser information for PRIVATE EQUITY INVESTORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $89.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $89.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $89.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73490 |
|---|---|
| SEC ERA File Number | 801-73490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160559 |
| Legal Entity Identifier | None |
Principal Office
505 PARK AVENUE4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-750-1228, Fax: None
Websites
Chief Compliance Officer
CHARLES R. CAMPBELL, JR.
CHIEF LEGAL OFFICER
505 PARK AVENUE
4TH FLOOR
NEW YORK
NY
United States
Tel:
415-747-8959
C********@***********M
(Full email address available in API data)
Industry Affiliates
| PEI MANAGING PARTNERS IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PEI MANAGING PARTNERS V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIVATE EQUITY INVESTMENT FUND IV, L.P. | Private Equity Fund | $8.0M | $0.1M | 104 |
| PRIVATE EQUITY INVESTMENT FUND V, L.P. | Private Equity Fund | $81.6M | $0.1M | 70 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STETSON, CHARLES, PATE | Individual | – | MANAGING DIRECTOR | 09/1992 | > 75% |
| PARSHALL, DAVID, BARROW | Individual | – | MANAGING DIRECTOR | 09/1992 | < 5% |
| CAMPBELL, CHARLES, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |