FORESTER CAPITAL, L.L.C.
Adviser information for FORESTER CAPITAL, L.L.C. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $874.5M |
| Non-Discretionary | 1 | $233.4M |
| Total | 12 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $874.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $233.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 42 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based feesFIXED FEES AT DIFFERENT AUM THRESHOLDS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73494 |
|---|---|
| SEC ERA File Number | 801-73494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160806 |
| Legal Entity Identifier | None |
Principal Office
700 CANAL STREETTHIRD FLOOR
STAMFORD
CT
United States
Monday - Friday, 9AM-5PM
Tel: 203-983-7380, Fax: 203-983-7399
Chief Compliance Officer
MICHAEL J. DALY
CHIEF FINANCIAL OFFICER, PARTNER
700 CANAL STREET
THIRD FLOOR
STAMFORD
CT
United States
Tel:
203-983-7380
Fax:
203-983-7399
L****@******************M
(Full email address available in API data)
Industry Affiliates
| FORESTER PERFORMANCE, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FC STRATEGIC HOLDINGS, LTD. | Hedge Fund | $95.1M | $1.0M | 1 |
| FORESTER CO-INVESTMENT, L.P. | Hedge Fund | $9.7M | $0.3M | 23 |
| FORESTER DIVERSIFIED FUND, L.P. | Hedge Fund | $286.5M | $2.0M | 102 |
| FORESTER DIVERSIFIED, LTD. | Hedge Fund | $345.2M | $2.0M | 55 |
| FORESTER OFFSHORE, LTD. | Hedge Fund | $76.8M | $2.0M | 23 |
| FORESTER PARTNERS, L.P. | Hedge Fund | $161.9M | $1.0M | 87 |
| FORESTER STRATEGIC OPPORTUNITIES II, L.P. | Hedge Fund | $167.2M | $1.0M | 128 |
| FORESTER STRATEGIC OPPORTUNITIES II, LTD. | Hedge Fund | $99.0M | $1.0M | 32 |
| FORESTER STRATEGIC OPPORTUNITIES, L.P. | Hedge Fund | $239.2M | $1.0M | 127 |
| FORESTER STRATEGIC OPPORTUNITIES, LTD. | Hedge Fund | $175.4M | $1.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARMICHAEL, TRENT, ANDREW | Individual | – | MANAGING MEMBER | 09/1999 | > 75% |
| DALY, MICHAEL, J | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 03/2004 | < 5% |