FIREBIRD MANAGEMENT
FIREBIRD MANAGEMENT, LLC Legal Name
Adviser information for FIREBIRD MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $379.5M |
| Non-Discretionary | 2 | $91.4M |
| Total | 11 | $470.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $470.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 91 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73500 |
|---|---|
| SEC ERA File Number | 801-73500 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136559 |
| Legal Entity Identifier | 5493003JWQHRZK0W5X53 |
Principal Office
C/O STUDIO156 W. 56TH STREET, FL. 3
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-698-9260, Fax: None
Websites
Chief Compliance Officer
BLAKE HOROWITZ
156 W. 56TH STREET, FL. 3
NEW YORK
NY
United States
Tel:
212-698-9260
B********@********M
(Full email address available in API data)
Regulatory Contact
JOANNE TUCKMAN
CHIEF FINANCIAL OFFICER
156 W. 56TH STREET, FL. 3
NEW YORK
NY
United States
Tel:
212-698-9260
J*******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMBER TRUST S C A | Private Equity Fund | $23.7M | $0.3M | 30 |
| FIREBIRD AVRORA FUND LTD - CONTINUING CLASS | Hedge Fund | $75.2M | $0.3M | 21 |
| FIREBIRD AVRORA FUND LTD - LIQUIDATING CLASS | Hedge Fund | $0.8M | $0.3M | 75 |
| FIREBIRD AVRORA FUND LTD - SS CLASS | Hedge Fund | $13.7M | $0.3M | 21 |
| FIREBIRD FUND LP | Hedge Fund | $62.1M | $0.1M | 48 |
| FIREBIRD NEW RUSSIA FUND LTD | Hedge Fund | $8.6M | $0.1M | 17 |
| FIREBIRD REPUBLICS FUND LTD | Hedge Fund | $162.5M | $0.1M | 40 |
| FIREBIRD REPUBLICS SPV LTD | Hedge Fund | $32.1M | $0.1M | 112 |
| FIREBIRD U.S. VALUE FUND, L.P. | Hedge Fund | $23.5M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAWIKIN, HARVEY, MICHAEL | Individual | – | MANAGER | 01/1998 | < 5% |
| HAGUE, IAN, CHRISTOPHER | Individual | – | MANAGER | 01/1998 | < 5% |
| TUCKMAN, JOANNE, MICHELE | Individual | – | CHIEF FINANCIAL OFFICER | 05/2002 | < 5% |
| HOROWITZ, BLAKE, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |
| FIREBIRD MANAGEMENT PARTNERS, LP | Domestic Entity | – | OWNER OF FIREBIRD MANAGEMENT LLC | 07/2014 | > 75% |
| FIREBIRD MANAGEMENT ADVISORS, LLC | Domestic Entity | FIREBIRD MANAGEMENT PARTNERS, LP | GENERAL PARTNER | 07/2014 | |
| SAWIKIN, HARVEY, MICHAEL | Individual | FIREBIRD MANAGEMENT ADVISORS, LLC | MANAGING MEMBER | 07/2014 | 50-75% |
| HAGUE, IAN, CHRISTOPHER | Individual | FIREBIRD MANAGEMENT ADVISORS, LLC | MANAGING MEMBER | 07/2014 | 25-50% |
| SAWIKIN, HARVEY, MICHAEL | Individual | FIREBIRD MANAGEMENT PARTNERS, LP | LIMITED PARTNER | 07/2014 | 50-75% |