DORCHESTER CAPITAL ADVISORS, LLC
Adviser information for DORCHESTER CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $8.2M |
| Non-Discretionary | 12 | $1.4B |
| Total | 13 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $8.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73501 |
|---|---|
| SEC ERA File Number | 801-73501 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157965 |
| Legal Entity Identifier | 2549000QATJIMQ6T6877 |
Principal Office
11111 SANTA MONICA BLVDSUITE 1250
LOS ANGELES
CA
United States
Monday - Friday, 6AM - 4PM
Tel: 310-402-5090, Fax: 310-402-5091
Chief Compliance Officer
CRAIG T. CARLSON
CHIEF COMPLIANCE OFFICER & CHIEF FINANICAL OFFICER
11111 SANTA MONICA BOULEVARD
SUITE 1250
LOS ANGELES
CA
United States
Tel:
310-402-5071
Fax:
310-402-5091
C****@********************M
(Full email address available in API data)
Regulatory Contact
JANETTE MADRID
OFFICE MANAGER
11111 SANTA MONICA BOULEVARD
SUITE 1250
LOS ANGELES
CA
United States
Tel:
310.402.5069
Fax:
310.402.5091
J******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CC OLF 2, LLC | Hedge Fund | $15.8M | $0.0M | 2 |
| DORCHESTER CAPITAL CREDIT OPPORTUNITIES OFFSHORE, LP | Hedge Fund | $119.5M | $1.0M | 4 |
| DORCHESTER CAPITAL SECONDARIES III, LP | Hedge Fund | $5.0M | $2.0M | 1 |
| DORCHESTER CAPITAL SECONDARIES IV, L.P. | Hedge Fund | $76.9M | $2.0M | 102 |
| DORCHESTER CAPITAL SECONDARIES OFFSHORE III, LP | Hedge Fund | $8.3M | $2.0M | 1 |
| DORCHESTER CAPITAL SECONDARIES OFFSHORE IV, L.P. | Hedge Fund | $133.5M | $2.0M | 24 |
| DORCHESTER CAPITAL SECONDARIES OFFSHORE V, LP | Hedge Fund | $222.3M | $2.0M | 17 |
| DORCHESTER CAPITAL SECONDARIES V, LP | Hedge Fund | $313.8M | $2.0M | 167 |
| DORCHESTER CREDIT SECONDARIES (CAYMAN) VI, L.P. | Hedge Fund | $259.3M | $5.0M | 18 |
| DORCHESTER CREDIT SECONDARIES VI, L.P. | Hedge Fund | $284.6M | $5.0M | 186 |
| DORCHESTER PRIVATE EQUITY I, L.P. | Private Equity Fund | $2.3M | $1.0M | 3 |
| DORCHESTER SHARED OPPORTUNITIES II, L.P. | Private Equity Fund | $2.8M | $2.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZUCKER, MARK, STEVEN | Individual | – | MEMBER | 10/2001 | 50-75% |
| CARLSON, CRAIG, TAYLOR | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2004 | 5-10% |
| KEULER, STEFANIE | Individual | – | CHIEF OPERATING OFFICER | 10/2014 | 5-10% |
| KUHNS, MATTHEW | Individual | – | DIRECTOR OF RESEARCH | 07/2021 | 5-10% |