WINDJAMMER CAPITAL INVESTORS
WINDJAMMER MANAGEMENT PARTNERS, L.P. Legal Name
Adviser information for WINDJAMMER CAPITAL INVESTORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.7B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $3.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73502 |
|---|---|
| SEC ERA File Number | 801-73502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160396 |
| Legal Entity Identifier | None |
Principal Office
840 NEWPORT CENTER DRIVESUITE 650
NEWPORT BEACH
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (949) 721-9944, Fax: None
Chief Compliance Officer
SHANNON MOFFETT
CFO
840 NEWPORT CENTER DRIVE
SUITE 650
NEWPORT BEACH
CA
United States
Tel:
(949) 720-4218
S**@********************M
(Full email address available in API data)
Industry Affiliates
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
| WINDJAMMER CAPITAL INVESTORS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WINDJAMMER CAPITAL EXECUTIVE FUND VI, LP | Private Equity Fund | $11.5M | $0.1M | 12 |
| WINDJAMMER CAPITAL FUND VI, L.P. | Private Equity Fund | $1,438.2M | $10.0M | 25 |
| WINDJAMMER MEZZANINE & EQUITY FUND II, L.P. | Private Equity Fund | $0.8M | $2.0M | 20 |
| WINDJAMMER SENIOR EQUITY FUND IV, L.P. | Private Equity Fund | $742.0M | $1.0M | 40 |
| WINDJAMMER SENIOR EQUITY FUND V, L.P. | Private Equity Fund | $1,132.5M | $5.0M | 59 |
| WINDJAMMER VRC INVESTORS, L.P. | Private Equity Fund | $406.7M | $0.3M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LITTAS, CONSTANTINOS | Individual | – | MANAGING PRINCIPAL, LIMITED PARTNER OF WINDJAMMER MANAGEMENT PARTNERS, L.P. | 03/2012 | < 5% |
| WINDJAMMER CAPITAL PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER, WINDJAMMER MANAGEMENT PARTNERS, L.P. | 03/2012 | > 75% |
| LITTAS, CONSTANTINOS | Individual | WINDJAMMER CAPITAL PARTNERS, LLC | MANAGING MEMBER, WINDJAMMER CAPITAL PARTNERS, LLC | 02/2012 | 25-50% |
| BONDICK, GREGORY, JOHN | Individual | – | MANAGING PRINCIPAL, LIMITED PARTNER OF WINDJAMMER MANAGEMENT PARTNERS, L.P. | 04/2018 | < 5% |
| MIEHE, JEFFREY, ALAN | Individual | – | MANAGING PRINCIPAL, LIMITED PARTNER OF WINDJAMMER MANAGEMENT PARTNERS, L.P. | 04/2018 | < 5% |
| BONDICK, GREGORY, JOHN | Individual | WINDJAMMER CAPITAL PARTNERS, LLC | MANAGING MEMBER, WINDJAMMER CAPITAL PARTNERS, LLC | 04/2018 | 25-50% |
| MIEHE, JEFFREY, ALAN | Individual | WINDJAMMER CAPITAL PARTNERS, LLC | MANAGING MEMBER, WINDJAMMER CAPITAL PARTNERS, LLC | 04/2018 | 25-50% |
| MOFFETT, SHANNON, COPELAND | Individual | – | CFO & CHIEF COMPLIANCE OFFICER, WINDJAMMER MANAGEMENT PARTNERS, L.P. | 09/2021 | < 5% |