FRONTENAC
FRONTENAC COMPANY LLC Legal Name
Adviser information for FRONTENAC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73503 |
|---|---|
| SEC ERA File Number | 801-73503 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156096 |
| Legal Entity Identifier | None |
Principal Office
ONE SOUTH WACKER DRIVESUITE 2980
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 312-759-7345, Fax: 312-368-9520
Chief Compliance Officer
JULIA (JULIE) BENDER
CHIEF FINANCIAL OFFICER
ONE SOUTH WACKER DRIVE
SUITE 2980
CHICAGO
IL
United States
Tel:
312-759-7345
Fax:
312-368-9520
J******@************M
(Full email address available in API data)
Industry Affiliates
| FRONTENAC COMPANY X PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FRONTENAC XI (A) GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FRONTENAC XI GP (M), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FRONTENAC XII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRONTENAC X PRIVATE CAPITAL (PARALLEL) LIMITED PARTNERSHIP | Private Equity Fund | $4.6M | $0.1M | 76 |
| FRONTENAC X PRIVATE CAPITAL LIMITED PARTNERSHIP | Private Equity Fund | $22.8M | $0.1M | 57 |
| FRONTENAC XI PRIVATE CAPITAL (A) LIMITED PARTNERSHIP | Private Equity Fund | $331.8M | $0.1M | 48 |
| FRONTENAC XI PRIVATE CAPITAL (M) LIMITED PARTNERSHIP | Private Equity Fund | $293.6M | $1.0M | 58 |
| FRONTENAC XI PRIVATE CAPITAL (PARALLEL) (A) LIMITED PARTNERSHIP | Private Equity Fund | $204.6M | $0.1M | 41 |
| FRONTENAC XI PRIVATE CAPITAL (PARALLEL) (M) LIMITED PARTNERSHIP | Private Equity Fund | $65.3M | $1.0M | 36 |
| FRONTENAC XII PRIVATE CAPITAL (PARALLEL) LIMITED PARTNERSHIP | Private Equity Fund | $230.3M | $0.5M | 31 |
| FRONTENAC XII PRIVATE CAPITAL LIMITED PARTNERSHIP | Private Equity Fund | $293.4M | $0.1M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARBERY, PAUL, DAVID | Individual | – | SENIOR PARTNER; MEMBER | 06/1993 | 25-50% |
| FLORENCE, WALTER, CLINTON | Individual | – | MANAGING PARTNER; MEMBER | 01/2004 | 25-50% |
| LANGDON, MICHAEL, STEVENS | Individual | – | MANAGING PARTNER; MEMBER | 08/2001 | 10-25% |
| KUEHL, RONALD, WILLIAM | Individual | – | MANAGING PARTNER; MEMBER | 07/2006 | 25-50% |
| BENDER, JULIA, ANNE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2012 | < 5% |
| BENDER, JULIA, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |