GENNX360 MANAGEMENT COMPANY, LLC
Adviser information for GENNX360 MANAGEMENT COMPANY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73509 |
|---|---|
| SEC ERA File Number | 801-73509 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160331 |
| Legal Entity Identifier | None |
Principal Office
200 MADISON AVENUESUITE 2110
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 212-257-6782, Fax: 212 540-5564
Chief Compliance Officer
SUMIT TONY
CHIEF FINANCIAL OFFICER
200 MADISON AVENUE
SUITE 2110
NEW YORK
NY
United States
Tel:
212-257-6782
Fax:
212-540-5564
S****@***********Z
(Full email address available in API data)
Regulatory Contact
LLOYD TROTTER
FOUNDER, MANAGING MEMBER
222 LAKEVIEW AVE
SUITE 930
WEST PALM BEACH
FL
United States
Tel:
212-257-6774
Fax:
561-268-2961
L*******@***********Z
(Full email address available in API data)
Industry Affiliates
| GENNX360 AEROSPACE FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENNX360 GP II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENNX360 GP III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENNX360 GP IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENNX360 GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENNX360 INDIA ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GENNX360 AEROSPACE FUND, LP | Private Equity Fund | $427.6M | $0.0M | 23 |
| GENNX360 CAPITAL PARTNERS II L.P. | Private Equity Fund | $299.0M | $1.0M | 33 |
| GENNX360 CAPITAL PARTNERS III L.P. | Private Equity Fund | $916.2M | $5.0M | 18 |
| GENNX360 CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $298.6M | $5.0M | 8 |
| GENNX360 CAPITAL PARTNERS L.P. | Private Equity Fund | $73.8M | $1.0M | 52 |
| TEI BLK, L.P. | Private Equity Fund | $2.1M | $0.0M | 4 |
| TI, L.P. | Private Equity Fund | $82.3M | $0.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLAYLOCK, RONALD, EDWARD | Individual | – | FOUNDING MEMBER/MANAGING MEMBER/EXECUTIVE OFFICER | 02/2006 | 50-75% |
| YORT, WILLIAM, MONTAGUE | Individual | – | MANAGING MEMBER/EXECUTIVE OFFICER | 06/2009 | 10-25% |
| TROTTER, LLOYD, GEORGE | Individual | – | FOUNDING MEMBER/MANAGING MEMBER/EXECUTIVE OFFICER | 02/2006 | 25-50% |
| DUFRESNE, DAPHNE | Individual | – | MANAGING MEMBER/EXECUTIVE OFFICER | 01/2017 | 10-25% |
| TONY, SUMIT | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| FFOLKES, MARIE, A | Individual | – | EXECUTIVE OFFICER | 10/2023 | < 5% |