HADDINGTON VENTURES, LLC
Adviser information for HADDINGTON VENTURES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $716.1M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $716.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $716.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73513 |
|---|---|
| SEC ERA File Number | 801-73513 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158231 |
| Legal Entity Identifier | None |
Principal Office
1800 BERING DRIVESUITE 900
HOUSTON
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM CT
Tel: 713-532-7992, Fax: 713-532-9922
Websites
Chief Compliance Officer
STEVEN LUDWIG
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
949-637-9407
S************@************M
(Full email address available in API data)
Regulatory Contact
SAM PYNE
MANAGING DIRECTOR
1800 BERING DRIVE
SUITE 900
HOUSTON
TX
United States
Tel:
713-532-7992X126
Fax:
713-532-9922
S****@********M
(Full email address available in API data)
Industry Affiliates
| CHRIS JONES | Sponsor, GP, manager of pooled investment vehicles |
| HADDINGTON VENTURES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HADDINGTON VENTURES IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HV IV CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JOHN STROM | Sponsor, GP, manager of pooled investment vehicles |
| MICHAEL SCOTT JONES | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HADDINGTON ENERGY PARTNERS III LP | Private Equity Fund | $19.3M | $0.1M | 63 |
| HADDINGTON ENERGY PARTNERS IV LP | Private Equity Fund | $6.7M | $0.1M | 28 |
| HADDINGTON ESP I LP | Private Equity Fund | $657.1M | $10.0M | 4 |
| HEP IV AIV LP | Private Equity Fund | $0.0M | $5.0M | 1 |
| HEP IV CO-INVEST LP | Private Equity Fund | $0.0M | $0.0M | 5 |
| HEP LIQUIDS LP | Private Equity Fund | $33.0M | $10.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, JAMES, CHRISTOPHER | Individual | – | MANAGING DIRECTOR AND MANAGING MEMBER | 08/1998 | 10-25% |
| STROM, JOHN, A | Individual | – | MANAGING DIRECTOR AND MANAGING MEMBER | 08/1998 | 25-50% |
| LAURA L. JONES FAMILY TRUST, JAMES CHRISTOPHER JONES TTEE | Domestic Entity | – | SHAREHOLDER | 07/2021 | 10-25% |
| JONES, MICHAEL, SCOTT | Individual | – | MANAGING DIRECTOR AND MANAGING MEMBER | 10/2000 | < 5% |
| LAM, JAMES, KA ON | Individual | – | MANAGING DIRECTOR | 07/2021 | 10-25% |
| PYNE, SAMUEL, HOWLAND | Individual | – | MANAGING DIRECTOR | 07/2021 | 10-25% |
| JONES, JAMES, CHRISTOPHER | Individual | LAURA L. JONES FAMILY TRUST, JAMES CHRISTOPHER JONES TTEE | TRUSTEE | 07/2021 | |
| LUDWIG, STEVEN, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |