INDABA CAPITAL MANAGEMENT, L.P.
Adviser information for INDABA CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $854.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $854.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $854.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE LETTERMAN DRIVEBUILDING D, SUITE DM700
SAN FRANCISCO
CA
United States
Monday - Friday, 6:00 AM - 5:00 PM (PACIFIC TIME)
Tel: 415-680-1030, Fax: 415-680-1181
Websites
Chief Compliance Officer
ZAC ROSENBERG
GENERAL COUNSEL
ONE LETTERMAN DRIVE
BUILDING D, SUITE DM700
SAN FRANCISCO
CA
United States
Tel:
415-680-1030
Fax:
415-680-1181
Z*********@****************M
(Full email address available in API data)
Regulatory Contact
SHARON HOLMES
HEAD OF OPERATIONS
ONE LETTERMAN DRIVE
BUILDING D, SUITE DM700
SAN FRANCISCO
CA
United States
Tel:
415-680-1030
Fax:
415-680-1181
S******@****************M
(Full email address available in API data)
Industry Affiliates
| INDABA PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INDABA CAPITAL FUND, L.P. | Hedge Fund | $854.6M | $5.0M | 116 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRIME, JOSHUA, E | Individual | – | LIMITED PARTNER | 01/2010 | < 5% |
| SCHRIER, DEREK, CHRISTOPHER | Individual | DEREK CHRISTOPHER SCHRIER AND CECILY HORSTING CAMERON 2000 REVOCABLE TRUST | TRUSTEE | 04/2000 | |
| SCHRIER, DEREK, CHRISTOPHER | Individual | – | LIMITED PARTNER, MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | 01/2010 | < 5% |
| DEREK CHRISTOPHER SCHRIER AND CECILY HORSTING CAMERON 2000 REVOCABLE TRUST | Domestic Entity | – | LIMITED PARTNER | 04/2011 | 50-75% |
| SCHRIER, DEREK, CHRISTOPHER | Individual | – | TRUSTEE OF DEREK CHRISTOPHER SCHRIER AND CECILY HORSTING CAMERON 2000 REVOCABLE TRUST | 04/2000 | 50-75% |
| IC GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2013 | < 5% |
| SCHRIER, DEREK, CHRISTOPHER | Individual | IC GP, LLC | MANAGING MEMBER | 12/2013 | > 75% |
| SENT, EDUARD, CHRISTIAAN | Individual | – | LIMITED PARTNER AND INVESTMENT PARTNER | 07/2020 | 25-50% |
| Rosenberg, Zachary, Seth | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| Lang, Melody, Zhepeng | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCELERATE DIAGNOSTICS INC | NOTE 5.000%12/1 | 12M | – | – |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 37M | – | – |
| BLACKLINE INC | COM | 14M | 292K | – |
| EQUITY COMWLTH | COM SH BEN INT | 52M | 3M | – |
| ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 926K | – | – |
| ON24 INC | COM | 25M | 4M | – |
| XOMETRY INC | NOTE 1.000% 2/0 | 13M | – | – |