GOLDEN GATE CAPITAL
GOLDEN GATE PRIVATE EQUITY INC. Legal Name
Adviser information for GOLDEN GATE CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 95 |
|---|---|
| Investment Advisory/Research | 55 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $10.5B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $10.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $10.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMINCENTIVE ALLOCATION |
Principal Office
ONE EMBARCADERO CENTER39TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM TO 6PM PT
Tel: 415 983 2700, Fax: 415 983 2701
Chief Compliance Officer
NICHOLAS MCGRATH
ASSOCIATE GENERAL COUNSEL/CHIEF REGULATORY COUNSEL
ONE EMBARCADERO CENTER
39TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-983-2779
N*******@****************M
(Full email address available in API data)
Regulatory Contact
BRENDAN MOAR
COMPLIANCE MANAGER
ONE EMBARCARDERO CENTER
39TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
4159832768
B****@****************M
(Full email address available in API data)
Industry Affiliates
| GGC OPPORTUNITY FUND MANAGEMENT, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GGCOF CO-INVEST MANAGEMENT, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GOLDEN GATE CAPITAL MANAGEMENT II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GOLDEN GATE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CCG AV, L.L.C. | Private Equity Fund | $0.4M | $0.0M | 7 |
| CCG GP FUND, LLC | Private Equity Fund | $0.6M | $0.0M | 21 |
| CCG GP IRA FUND, LLC | Private Equity Fund | $0.7M | $0.0M | 25 |
| GGCOF CO-INVEST, LP | Private Equity Fund | $7.5M | $0.0M | 137 |
| GGCOF EXECUTIVE CO-INVEST, L.P. | Private Equity Fund | $749.6M | $0.0M | 169 |
| GGCOF IRA CO-INVEST, LP | Private Equity Fund | $85.2M | $0.0M | 107 |
| GGCOF THIRD PARTY CO-INVEST, L.P. | Private Equity Fund | $51.4M | $0.0M | 23 |
| GOLDEN GATE CAPITAL ASSOCIATES II-AI, LLC | Private Equity Fund | $0.0M | $0.0M | 6 |
| GOLDEN GATE CAPITAL ASSOCIATES II-QP, LLC | Private Equity Fund | $0.5M | $0.0M | 15 |
| GOLDEN GATE CAPITAL INVESTMENT FUND II-A (AI), LP | Private Equity Fund | $0.3M | $10.0M | 14 |
| GOLDEN GATE CAPITAL INVESTMENT FUND II-A, LP | Private Equity Fund | $0.4M | $10.0M | 160 |
| GOLDEN GATE CAPITAL INVESTMENT FUND II, (AI) LP | Private Equity Fund | $0.3M | $10.0M | 16 |
| GOLDEN GATE CAPITAL INVESTMENT FUND II, LP | Private Equity Fund | $4.3M | $10.0M | 160 |
| GOLDEN GATE CAPITAL INVESTMENTS II (BVI), LP | Private Equity Fund | $4.8M | $0.0M | 160 |
| GOLDEN GATE CAPITAL INVESTMENTS II-A ADJUNCT (BVI), LP | Private Equity Fund | $5.0M | $0.0M | 160 |
| GOLDEN GATE CAPITAL INVESTMENTS II, LLC | Private Equity Fund | $0.0M | $0.0M | 160 |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, LP | Hedge Fund | $3,778.5M | $10.0M | 81 |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | Hedge Fund | $5,051.4M | $10.0M | 120 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOMINIK, DAVID, C. | Individual | – | PRESIDENT AND MANAGING DIRECTOR | 05/2000 | > 75% |
| LO, FELIX, MING-CHANG | Individual | – | MANAGING DIRECTOR | 09/2017 | < 5% |
| MASON, GREGORY J. | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| HASPEL, DANIEL, JONATHAN | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| KIRBY, ROBERT, EMMETT | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| Montgomery, Mike | Individual | – | MANAGING DIRECTOR | 01/2021 | < 5% |
| Shahroody, Michele | Individual | – | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| Masory, Rachel | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL | 01/2022 | < 5% |
| Attenborough, Neale | Individual | – | MANAGING DIRECTOR | 01/2022 | < 5% |
| Crump, Matt | Individual | – | MANAGING DIRECTOR | 01/2022 | < 5% |
| PUIG, JAVIER | Individual | – | MANAGING DIRECTOR | 01/2022 | < 5% |
| MCGRATH, NICHOLAS, MYLES | Individual | – | ASSOCIATE GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF REGULATORY COUNSEL | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| LiveVox Holding Inc. | COM CL A | 0 | 0 | – |
| Silvercrest Asset Management Group Inc. | CL A | 0 | 0 | – |