Hedge Fund Database

TAILWIND CAPITAL

TAILWIND MANAGEMENT LP Legal Name

Adviser information for TAILWIND CAPITAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 34
Investment Advisory/Research 24
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 20 $3.9B
Non-Discretionary 0 $0
Total 20 $3.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 20 $3.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 20

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesFOR EXAMPLE: MONITORING, ADVISORY AND DIRECTORS' FEES

Identifiers

SEC RIA File Number 801-73545
SEC ERA File Number 801-73545
SEC CIK Numbers None
SEC CRD Numbers 156562
Legal Entity Identifier None

Principal Office

485 LEXINGTON AVENUE
23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 212-271-3800, Fax: 212-271-4911

Websites

www.tailwindcapital.com www.linkedin.com www.tailwind.com

Chief Compliance Officer

MICHAEL BERTISCH
GENERAL COUNSEL / PARTNER
485 LEXINGTON AVE.
23RD FLOOR
NEW YORK
NY
United States
Tel: 212-271-3800
Fax: 212-271-4911
(Full email address available in API data)

Regulatory Contact

KAROLINA WISNIEWSKA
DEPUTY CHIEF COMPLIANCE OFFICER
485 LEXINGTON AVE.
23RD FLOOR
NEW YORK
NY
United States
Tel: 212-271-3800
Fax: 212-271-4911
(Full email address available in API data)

Industry Affiliates

TAILWIND CAPITAL PARTNERS (GP), LP Sponsor, GP, manager of pooled investment vehicles
TAILWIND CAPITAL PARTNERS II (GP) LP Sponsor, GP, manager of pooled investment vehicles
TAILWIND CAPITAL PARTNERS III (GP), LP Sponsor, GP, manager of pooled investment vehicles
TAILWIND CO-INVEST (GP) LLC Sponsor, GP, manager of pooled investment vehicles
TAILWIND CO-INVEST III (GP) LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TAILWIND BRIGHTSPOT INVESTOR, L.P. Private Equity Fund $21.5M $0.5M 9
TAILWIND CAPITAL PARTNERS II (AI), L.P. Private Equity Fund $2.6M $0.1M 10
TAILWIND CAPITAL PARTNERS II (CAYMAN), L.P. Private Equity Fund $75.2M $1.0M 10
TAILWIND CAPITAL PARTNERS II, L.P. Private Equity Fund $540.9M $0.2M 124
TAILWIND CAPITAL PARTNERS III (CAYMAN), L.P. Private Equity Fund $450.0M $0.3M 33
TAILWIND CAPITAL PARTNERS III AIV, L.P. Private Equity Fund $111.7M $0.3M 209
TAILWIND CAPITAL PARTNERS III, L.P. Private Equity Fund $1,640.2M $0.3M 211
TAILWIND CAPITAL PARTNERS IV (PARALLEL), L.P. Private Equity Fund $13.0M $0.3M 5
TAILWIND CAPITAL PARTNERS IV, L.P. Private Equity Fund $252.3M $0.3M 50
TAILWIND COLONY INVESTOR, LP Private Equity Fund $17.8M $1.0M 4
TAILWIND DISTINCT INVESTOR, LP Private Equity Fund $49.7M $1.0M 7
TAILWIND METROGISTICS INVESTOR, LP Private Equity Fund $45.2M $0.2M 8
TAILWIND SMITH COOPER INVESTOR, LP Private Equity Fund $184.5M $0.2M 11
TAILWIND TPRC INVESTOR, LP Private Equity Fund $160.0M $0.8M 28
TAILWIND VENTIV INVESTOR, LP Private Equity Fund $6.6M $3.0M 7
TCP II CO-INVEST A, LP Private Equity Fund $66.7M $50.0M 2
TCP II CO-INVEST B, LP Private Equity Fund $66.7M $50.0M 2
TCP III SIV, L.P. Private Equity Fund $200.9M $30.0M 2

Control Persons

Name Type Entity Title Since Ownership
TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP Domestic Entity – PARTNER 10/2021 50-75%
SORREL, LAWRENCE, BRIAN Individual – MANAGING PARTNER 11/2005 < 5%
SICA, FRANK, VINCENT Individual – PARTNER 07/2006 < 5%
HOCH, JAMES, STEVENSON Individual – PARTNER 11/2005 < 5%
CALHOUN, JEFFREY, MICHAEL Individual – MANAGING PARTNER 10/2013 < 5%
SORREL, LAWRENCE, BRIAN Individual TAILWIND CAPITAL GROUP HOLDINGS LLC MANAGING PARTNER 12/2021
BERTISCH, MICHAEL, SCOTT Individual – GENERAL COUNSEL / PARTNER / CCO 03/2019 < 5%
GORTON, DAVID, SANDERS Individual – PARTNER 01/2018 5-10%
MAYER, ANDREW, ROCKWELL Individual – PARTNER 01/2019 5-10%
MOHSIN, SYED Individual – PARTNER / CFO 01/2020 < 5%
FLEDER, WILLIAM, AARON Individual – PARTNER 01/2021 5-10%
CALHOUN, JEFFREY, MICHAEL Individual TAILWIND CAPITAL GROUP HOLDINGS LLC MANAGING PARTNER 12/2021
BISE, DANIEL, JASON Individual – PARTNER 03/2021 5-10%
TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP Domestic Entity TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP PARTNER 10/2021 > 75%
SORREL, LAWRENCE, BRIAN Individual TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP PARTNER 10/2021 25-50%
CALHOUN, JEFFREY, MICHAEL Individual TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP PARTNER 10/2021 25-50%
TAILWIND CAPITAL GROUP LLC Domestic Entity – GENERAL PARTNER 11/2005 < 5%
TAILWIND CAPITAL GROUP HOLDINGS LLC Domestic Entity TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP GENERAL PARTNER 12/2021
TAILWIND CAPITAL GROUP HOLDINGS LLC Domestic Entity TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP GENERAL PARTNER 12/2021
TAILWIND CAPITAL GROUP HOLDINGS LLC Domestic Entity TAILWIND CAPITAL GROUP LLC MANAGING MEMBER 12/2021

No. Employees, Historic

4020020202021202220232024202535 on 3/30/202035 on 3/29/202138 on 3/31/202235 on 3/31/202334 on 3/30/2024

RAUM, Historic

4B2B02020202120222023202420253392797865 on 3/30/20203407945111 on 3/29/20213966287084 on 3/31/20223668527317 on 3/31/20233905583288 on 3/30/2024

No. Clients, Historic

2010020202021202220232024202516 on 3/30/202016 on 3/29/202120 on 3/31/202219 on 3/31/202320 on 3/30/2024