MORGENTHALER MANAGEMENT CORPORATION
Adviser information for MORGENTHALER MANAGEMENT CORPORATION last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $106.7M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $106.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $106.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF COMMITTED CAPITAL & BOARD FEES |
Identifiers
| SEC RIA File Number | 801-73546 |
|---|---|
| SEC ERA File Number | 801-73546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161509 |
| Legal Entity Identifier | None |
Principal Office
3200 ALPINE ROADPORTOLA VALLEY
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 650-388-7600, Fax: 650-388-7601
Chief Compliance Officer
TRAVIS J. BOETTNER
CHIEF FINANCIAL OFFICER & CCO
3200 ALPINE ROAD
PORTOLA VALLEY
CA
United States
Tel:
650-388-7600
Fax:
650-388-7601
T********@***************M
(Full email address available in API data)
Regulatory Contact
BRIDGET ODORCIC
OPERATIONS & FUND COMPLIANCE MANAGER
3200 ALPINE ROAD
PORTOLA VALLEY
CA
United States
Tel:
216-416-7530
Fax:
216-416-7531
B*******@***************M
(Full email address available in API data)
Industry Affiliates
| CANVAS VENTURES | Other investment adviser, including financial planners |
| MORGENTHALER ADVISORS IX LLC | Other investment adviser, including financial planners |
| MORGENTHALER MANAGEMENT PARTNERS IX LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGENTHALER MANAGEMENT PARTNERS VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGENTHALER MANAGEMENT PARTNERS VII LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGENTHALER MANAGEMENT PARTNERS VIII LLC | Sponsor, GP, manager of pooled investment vehicles |
| MPE PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MORGENTHALER PARTNERS VII, L.P. | Private Equity Fund | $11.6M | $10.0M | 88 |
| MORGENTHALER PARTNERS VIII, L.P. | Private Equity Fund | $57.2M | $5.0M | 52 |
| MORGENTHALER VENTURE PARTNERS IX, L.P. | Venture Capital Fund | $37.9M | $5.0M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELLAS, ROBERT, CALDWELL | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER | 06/2009 | 10-25% |
| CHRISTOFFERSEN, RALPH, EARL | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER | 06/2009 | 5-10% |
| LITTLE, GARY, ROBERT | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER, DIRECTOR | 06/2009 | 10-25% |
| LUTSI, JOHN, DONALD | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER EMERITUS | 06/2009 | 10-25% |
| LYNN, REBECCA, ANN | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER | 09/2010 | < 5% |
| MORGENTHALER, GARY, JORDAN | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER | 06/2009 | 10-25% |
| PAVEY, ROBERT, DAVIDSON | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER | 05/1981 | 10-25% |
| TAFT, PETER, GRESS | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER, PARTNER, DIRECTOR | 06/2009 | 5-10% |
| PLAIN, HENRY, ALBERT | Individual | – | MORGENTHALER MANAGEMENT CORPORATION SHAREHOLDER & PARTNER, DIRECTOR | 09/2010 | 5-10% |
| Boettner, Travis, John | Individual | – | CHIEF FINANCIAL OFFICER & CCO | 10/2015 | < 5% |