NORTHSTAR CAPITAL, LLC
NORTHSTAR COMPANY, LLC Legal Name
Adviser information for NORTHSTAR CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $916.1M |
| Non-Discretionary | 1 | $1.2M |
| Total | 6 | $917.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $917.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY MANAGEMENT AND BOARD FEES, TRANSACTION FEES |
Identifiers
| SEC RIA File Number | 801-73552 |
|---|---|
| SEC ERA File Number | 801-73552 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158003 |
| Legal Entity Identifier | None |
Principal Office
45 SOUTH 7TH STREETSUITE 2310
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 612-371-5700, Fax: None
Chief Compliance Officer
TIMOTHY DUFFY
CHIEF FINANCIAL OFFICER
45 SOUTH 7TH STREET
SUITE 2310
MINNEAPOLIS
MN
United States
Tel:
612-371-5719
Fax:
612-371-5710
T*****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER KOCOUREK
MANAGING PARTNER
45 SOUTH 7TH STREET
SUITE 2310
MINNEAPOLIS
MN
United States
Tel:
612-371-5718
C********@*******************M
(Full email address available in API data)
Industry Affiliates
| NORTHSTAR CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHSTAR SBIC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHSTAR VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHSTAR VII GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHSTAR VIII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ITS/SPRINTURF INVESTMENT, LLC | Private Equity Fund | $1.6M | $0.0M | 7 |
| NORTHSTAR MEZZANINE PARTNERS SBIC, L.P. | Private Equity Fund | $111.1M | $0.1M | 49 |
| NORTHSTAR MEZZANINE PARTNERS V, L.P. | Private Equity Fund | $6.8M | $2.0M | 49 |
| NORTHSTAR MEZZANINE PARTNERS VI, L.P. | Private Equity Fund | $68.5M | $2.0M | 23 |
| NORTHSTAR MEZZANINE PARTNERS VII, L.P. | Private Equity Fund | $346.3M | $2.0M | 22 |
| NORTHSTAR MEZZANINE PARTNERS VIII, L.P. | Private Equity Fund | $93.9M | $2.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARK, DOUGLAS, EDWIN | Individual | – | MANAGING PARTNER; MEMBER, CLASS C | 07/2004 | 25-50% |
| SCHNEIDER, BRIAN, JAMES | Individual | – | MANAGING PARTNER; MEMBER, CLASS C | 01/2015 | 25-50% |
| DUFFY, TIMOTHY, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| KOCOUREK, CHRISTOPHER, JOHN | Individual | – | MANAGING PARTNER, MEMBER, CLASS C | 01/2020 | 25-50% |