AUTONOMY CAPITAL

AUTONOMY AMERICAS LLC Legal Name

Adviser information for AUTONOMY CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $701.3M
Non-Discretionary 0 $0
Total 3 $701.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $701.3M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73553
SEC ERA File Number 801-73553
SEC CIK Numbers 1484153
SEC CRD Numbers 157275
Legal Entity Identifier M11493I88UKCQM4HIC35

Principal Office

195 BOWERY PH
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-796-1900, Fax: 212-796-1901

Chief Compliance Officer

JAMES RYAN
10 BROOK STREET
LONDON
United Kingdom
Tel: +442073605701
(Full email address available in API data)

Industry Affiliates

AUTONOMY CAPITAL INTERNATIONAL LIMITED Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AUTONOMY MASTER FUND LTD Hedge Fund $279.5M $5.0M 1
AUTONOMY ROCHEVERA ONE LIMITED Private Equity Fund $100.9M $1.0M 59

Control Persons

Name Type Entity Title Since Ownership
GIBBINS, ROBERT, CHARLES Individual AUTONOMY CAPITAL (JERSEY) LTD SHAREHOLDER 06/2008 > 75%
AUTONOMY CAPITAL (JERSEY) LTD Foreign Entity AUTONOMY CAPITAL (JERSEY) LP GENERAL PARTNER 06/2008 > 75%
GIBBINS, ROBERT, CHARLES Individual CHIEF INVESTMENT OFFICER 06/2008 > 75%
AUTONOMY CAPITAL (JERSEY) LP Foreign Entity PARENT OF AUTONOMY AMERICAS LLC 06/2008 > 75%
RYAN, JAMES, FRANCIS Individual CHIEF COMPLIANCE OFFICER 10/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202565 on 6/6/201965 on 8/20/201965 on 11/27/201970 on 3/30/202050 on 3/30/202150 on 4/6/202150 on 5/27/202150 on 7/26/202150 on 12/20/202150 on 12/21/202135 on 3/31/202235 on 10/14/202235 on 11/1/202217 on 3/31/202317 on 10/18/20232 on 3/28/2024

RAUM, Historic

9B5B020192020202120222023202420258045897000 on 6/6/20198045897000 on 8/20/20198045897000 on 11/27/20198123838059 on 3/30/20205172377903 on 3/30/20215172377903 on 4/6/20215172377903 on 5/27/20215172377903 on 7/26/20215172377903 on 12/20/20215172377903 on 12/21/20212215508543 on 3/31/20222215508543 on 10/14/20222215508543 on 11/1/20221385604238 on 3/31/20231385604238 on 10/18/2023701270249 on 3/28/2024

No. Clients, Historic

20100201920202021202220232024202515 on 6/6/201915 on 8/20/201915 on 11/27/201914 on 3/30/202011 on 3/30/202111 on 4/6/202111 on 5/27/202111 on 7/26/202111 on 12/20/202111 on 12/21/20219 on 3/31/20229 on 10/14/20229 on 11/1/202211 on 3/31/202311 on 10/18/20233 on 3/28/2024

Holdings

From latest 13F, filed February 14th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
CENTRAL PUERTO S A SPONSORED ADR 7M 770K
MODERNA INC COM 9M 86K
NEXTERA ENERGY INC COM 3M 46K
STEM INC COM 4M 959K
STEM INC NOTE 2/0 2M
TESLA INC COM 8M 33K
WALLBOX NV SHS CL A 307K 176K
EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE ADR SPONSORED ADR 58K 3K
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA ADR SPONSORED ADR 2M 251K
PAMPA ENERGIA SA ADR SPONSORED ADR 8M 152K
IRSA INVERSIONES Y REPRESENTACIONES SA ADR SPONSORED ADR 1M 172K
DIDIY SPONSORED ADR 4M 985K
BIOCERES CROP SOLUTIONS CORP SPONSORED ADR 67K 5K
ASML HOLDING NV-NY REG SHS GDR SPONSORED ADR 7M 10K