HAYFIN CAPITAL MANAGEMENT LLC
Adviser information for HAYFIN CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $20.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73574 |
|---|---|
| SEC ERA File Number | 801-73574 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157131 |
| Legal Entity Identifier | 549300L1EO2J41I5P017 |
Principal Office
767 FIFTH AVENUESUITE 16A
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-218-9479, Fax: None
Websites
Chief Compliance Officer
JOHN FELIPE RAMIREZ
43 PAOLI PLAZA
UNIT 1121
PAOLI
PA
United States
Tel:
(917) 805-1818
J*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HAYFIN KINGSLAND IX, LTD. | Securitized Asset Fund | $423.7M | $0.2M | 11 |
| HAYFIN KINGSLAND VIII, LTD. | Securitized Asset Fund | $566.1M | $0.3M | 15 |
| HAYFIN KINGSLAND X, LTD. | Securitized Asset Fund | $436.0M | $0.3M | 13 |
| HAYFIN KINGSLAND XI, LTD | Securitized Asset Fund | $393.9M | $0.3M | 13 |
| HAYFIN US XII, LTD. | Securitized Asset Fund | $350.2M | $0.1M | 12 |
| HAYFIN US XIV, LTD. | Securitized Asset Fund | $479.4M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAYFIN CAPITAL HOLDINGS LIMITED (CAYMAN) | Foreign Entity | HAYFIN CAPITAL MANAGEMENT (DELAWARE) INC. | SHAREHOLDER | 01/2018 | > 75% |
| 2016 PRIVATE PLACEMENT FUND | Foreign Entity | HAYFIN CAPITAL HOLDINGS LIMITED (CAYMAN) | SHAREHOLDER | 01/2018 | > 75% |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP. | Foreign Entity | 2016 PRIVATE PLACEMENT FUND | MEMBER | 01/2018 | > 75% |
| HAYFIN CAPITAL MANAGEMENT (DELAWARE) INC. | Domestic Entity | – | DIRECT OWNER | 01/2018 | > 75% |
| SYERS, NEIL, RICHARD | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |
| BLISS, RICHARD, CUNNINGHAM | Individual | – | MANAGING DIRECTOR | 06/2020 | < 5% |
| RAMIREZ, JOHN, FELIPE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| WOLFMAN, ALEXANDER, DAVID | Individual | – | MANAGING DIRECTOR AND GLOBAL HEAD OF PARTNER SOLUTIONS | 09/2020 | < 5% |
| SWANSON, PETER, G | Individual | – | SENIOR PORTFOLIO MANAGER AND HEAD OF US CLO BUSINESS | 10/2023 | < 5% |