AMPERSAND CAPITAL PARTNERS
AMPERSAND MANAGEMENT LLC Legal Name
Adviser information for AMPERSAND CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.8B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST |
Identifiers
| SEC RIA File Number | 801-73588 |
|---|---|
| SEC ERA File Number | 801-73588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161522 |
| Legal Entity Identifier | None |
Principal Office
55 WILLIAM STREETSUITE 240
WELLESLEY
MA
United States
Monday - Friday, 9AM - 5:30 PM
Tel: 781-239-0700, Fax: 781-239-0824
Chief Compliance Officer
DANA L. NILES
CCO, PARTNER AND COO
55 WILLIAM STREET, SUITE 240
WELLESLEY
MA
United States
Tel:
781-239-0700
Fax:
781-239-0824
D**@*******************M
(Full email address available in API data)
Regulatory Contact
NATALIA C. ANDERSON
COMPLIANCE MANAGER
55 WILLIAM STREET, SUITE 240
WELLESLEY
MA
United States
Tel:
781-239-0700
Fax:
781-239-0824
N**@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMPERSAND 2014 LIMITED PARTNERSHIP | Private Equity Fund | $7.9M | $0.1M | 55 |
| AMPERSAND 2018 LIMITED PARTNERSHIP | Private Equity Fund | $447.0M | $0.1M | 77 |
| AMPERSAND 2020 LIMITED PARTNERSHIP | Private Equity Fund | $658.2M | $0.5M | 99 |
| AMPERSAND 2023 LIMITED PARTNERSHIP | Private Equity Fund | $1,229.3M | $1.0M | 164 |
| AMPERSAND CF LIMITED PARTNERSHIP | Private Equity Fund | $443.2M | $0.1M | 76 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHARPIE, RICHARD, ALAN | Individual | – | FOUNDER & MANAGING MEMBER | 08/2009 | 50-75% |
| HOOPER, HERBERT, H | Individual | – | MANAGING PARTNER & MANAGING MEMBER | 08/2009 | 50-75% |
| NILES, DANA, L | Individual | – | CCO, PARTNER AND COO | 01/2016 | < 5% |