WEISS ASSET MANAGEMENT
WEISS ASSET MANAGEMENT LP Legal Name
Adviser information for WEISS ASSET MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 117 |
|---|---|
| Investment Advisory/Research | 48 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $6.7B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $6.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $59.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesSOME CLIENTS PAY CERTAIN EXPENSES OF THE MANAGER |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
222 BERKELEY STREET16TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30 AM - 6:30 PM
Tel: 617-778-7780, Fax: 617-778-7781
Chief Compliance Officer
GEORGIY NIKITIN
222 BERKELEY STREET
16TH FLOOR
BOSTON
MA
United States
Tel:
617-778-7780
Fax:
617-778-7781
C*********@*************M
(Full email address available in API data)
Regulatory Contact
ERIC RUIZ
GENERAL COUNSEL
222 BERKELEY STREET
16TH FLOOR
BOSTON
MA
United States
Tel:
617-778-7780
Fax:
617-778-7781
L****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROOKDALE GLOBAL OPPORTUNITY FUND | Hedge Fund | $2,808.3M | $5.0M | 96 |
| BROOKDALE INTERNATIONAL PARTNERS, L.P. | Hedge Fund | $3,695.1M | $5.0M | 88 |
| WEISS KOREA OPPORTUNITY FUND LTD. | Hedge Fund | $158.2M | $0.0M | 133 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAM GP LLC | Domestic Entity | – | GENERAL PARTNER | 01/2010 | < 5% |
| WEISS, ANDREW, MURRAY | Individual | – | CHIEF EXECUTIVE OFFICER OF GENERAL PARTNER | 05/2017 | > 75% |
| RINALDI, MATTHEW, JOSEPH | Individual | – | VICE PRESIDENT, CHIEF OPERATING OFFICER | 09/2008 | < 5% |
| BRADFORD, DANIEL, PHILIP | Individual | – | CHIEF LEGAL OFFICER | 03/2023 | < 5% |
| NIKITIN, GEORGIY | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2008 | < 5% |
| WEISS, ANDREW, MURRAY | Individual | WAM GP LLC | MEMBER, MANAGER AND CHIEF EXECUTIVE OFFICER | 05/2017 | > 75% |
| FU, DANIEL, XUN | Individual | – | PRESIDENT OF GENERAL PARTNER | 09/2020 | < 5% |
| RUIZ, ERIC, LITMAN | Individual | – | GENERAL COUNSEL | 03/2023 | < 5% |
| RAUSCH, EMMA | Individual | – | CHIEF PEOPLE OFFICER | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABERCROMBIE & FITCH CO | CL A | 5M | 31K | 1,2 |
| ABM INDS INC | COM | 6M | 113K | 1,2 |
| ADEIA INC | COM | 3M | 241K | 1,2 |
| ADTRAN HOLDINGS INC | COM | 217K | 41K | 1,2 |
| ADVANCE AUTO PARTS INC | COM | 33M | 518K | 1,2 |
| ADVANCED MICRO DEVICES INC | COM | 449K | 3K | 1,2 |
| ALBERTSONS COS INC | COMMON STOCK | 2M | 79K | 1,2 |
| ALNYLAM PHARMACEUTICALS INC | COM | 6M | 24K | 1,2 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | 2K | 167K | 1,2 |
| ALPHATIME ACQUISITION CORP | *W EXP 03/01/202 | 4K | 250K | 1,2 |
| ALPHAVEST ACQUISITION CORP | RIGHT 07/04/2024 | 12K | 125K | 1,2 |
| ALUMIS INC | COM | 133K | 10K | 1,2 |
| BREAD FINANCIAL HOLDINGS INC | NOTE 4.250% 6/1 | 18M | – | 1,2 |
| AMEDISYS INC | COM | 14M | 152K | 1,2 |
| BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 38M | – | 1,2 |
| AMERICAN EAGLE OUTFITTERS IN | COM | 12M | 585K | 1,2 |
| ANEW MED INC | *W EXP 06/21/202 | 23K | 227K | 1,2 |
| ANI PHARMACEUTICALS INC | COM | 5M | 77K | 1,2 |
| ANSYS INC | COM | 965K | 3K | 1,2 |
| ANTERO MIDSTREAM CORP | COM | 16M | 1M | 1,2 |
| ANYWHERE REAL ESTATE INC | COM | 321K | 97K | 1,2 |
| APX ACQUISITION CORP I | *W EXP 99/99/999 | 31K | 185K | 1,2 |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 24K | 100K | 1,2 |
| ARCHER AVIATION INC | *W EXP 09/16/202 | 199K | 534K | 1,2 |
| ATMUS FILTRATION TECHNOLOGIE | COM | 23M | 807K | 1,2 |
| ATN INTL INC | COM | 207K | 9K | 1,2 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 178K | 860K | 1,2 |
| AVEPOINT INC | *W EXP 09/18/202 | 1M | 730K | 1,2 |
| AVNET INC | COM | 10M | 188K | 1,2 |
| BAKER HUGHES COMPANY | CL A | 16M | 448K | 1,2 |
| BATH & BODY WORKS INC | COM | 11M | 293K | 1,2 |
| BEST BUY INC | COM | 14M | 170K | 1,2 |
| BILIBILI INC | SPONS ADS REP Z | 463K | 30K | 1,2 |
| BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 43M | – | 1,2 |
| BILL HOLDINGS INC | COM | 3M | 62K | 1,2 |
| BIRKENSTOCK HOLDING PLC | COM SHS | 1M | 22K | 1,2 |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 47K | 996K | 1,2 |
| BITFARMS LTD | COM | 1M | 579K | 1,2 |
| BOWHEAD SPECIALTY HLDGS INC | COM SHS | 253K | 10K | 1,2 |
| BOX INC | CL A | 17M | 649K | 1,2 |
| CORE SCIENTIFIC INC NEW | NOTE 10.000% 1/2 | 2M | – | 1,2 |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 16M | – | 1,2 |
| ENPHASE ENERGY INC | NOTE 3/0 | 58M | – | 1,2 |
| BRIGHTSPRING HEALTH SVCS INC | UNIT 02/01/2027 | 22M | 479K | 1,2 |
| BROOGE ENERGY LTD | *W EXP 12/20/202 | 1K | 235K | 1,2 |
| CALERES INC | COM | 733K | 22K | 1,2 |
| CAPTIVISION INC | *W EXP 11/15/202 | 24K | 296K | 1,2 |
| CARGURUS INC | COM CL A | 369K | 14K | 1,2 |
| EVERBRIDGE INC | NOTE 3/1 | 8M | – | 1,2 |
| CARS COM INC | COM | 6M | 320K | 1,2 |
| CATALENT INC | COM | 387K | 7K | 1,2 |
| CATERPILLAR INC | COM | 11M | 32K | 1,2 |
| CAVA GROUP INC | COM | 2M | 18K | 1,2 |
| EVERBRIDGE INC | NOTE 0.125%12/1 | 16M | – | 1,2 |
| CAVCO INDS INC DEL | COM | 885K | 3K | 1,2 |
| CHART INDS INC | 6.75DP CNV PFD B | 34M | 591K | 1,2 |
| CHORD ENERGY CORPORATION | COM NEW | 10M | 61K | 1,2 |
| CIENA CORP | COM NEW | 2M | 43K | 1,2 |
| CLEANSPARK INC | COM NEW | 4M | 282K | 1,2 |
| FUBOTV INC | NOTE 3.250% 2/1 | 598K | – | 1,2 |
| CONAGRA BRANDS INC | COM | 48M | 2M | 1,2 |
| CONOCOPHILLIPS | COM | 36M | 316K | 1,2 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 2M | 497K | 1,2 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 2M | 224K | 1,2 |
| CORE SCIENTIFIC INC NEW | COM | 326K | 35K | 1,2 |
| IQIYI INC | NOTE 6.500% 3/1 | 48M | – | 1,2 |
| LI AUTO INC | NOTE 0.250% 5/0 | 35M | – | 1,2 |
| CORECIVIC INC | COM | 4M | 286K | 1,2 |
| CORTEVA INC | COM | 8M | 149K | 1,2 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | 4M | 115K | 1,2 |
| CRH PLC | ORD | 9M | 117K | 1,2 |
| CROWDSTRIKE HLDGS INC | CL A | 748K | 2K | 1,2 |
| CROWN HLDGS INC | COM | 21M | 280K | 1,2 |
| CSLM ACQUISITION CORP | *W EXP 99/99/999 | 17K | 115K | 1,2 |
| DATADOG INC | CL A COM | 401K | 3K | 1,2 |
| DAVE & BUSTERS ENTMT INC | COM | 811K | 20K | 1,2 |
| DESIGNER BRANDS INC | CL A | 739K | 108K | 1,2 |
| DILLARDS INC | CL A | 20M | 46K | 1,2 |
| DISCOVER FINL SVCS | COM | 2M | 15K | 1,2 |
| DISTOKEN ACQUISITION CORP | *W EXP 11/30/202 | 2K | 124K | 1,2 |
| DISTOKEN ACQUISITION CORP | RIGHT 99/99/9999 | 14K | 124K | 1,2 |
| DMY SQUARED TECHNOLOGY GROUP | *W EXP 99/99/999 | 8K | 50K | 1,2 |
| DRIL-QUIP INC | COM | 4M | 217K | 1,2 |
| DT MIDSTREAM INC | COMMON STOCK | 21M | 291K | 1,2 |
| LITHIUM AMERICAS ARGENTINA C | NOTE 1.750% 1/1 | 17M | – | 1,2 |
| EDGEWELL PERS CARE CO | COM | 17M | 411K | 1,2 |
| ELI LILLY & CO | COM | 270K | 298 | WEISS ANDREW M |
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | 4K | 209K | 1,2 |
| ENDEAVOR GROUP HLDGS INC | CL A COM | 34M | 1M | 1,2 |
| ENOVA INTL INC | COM | 213K | 3K | 1,2 |
| MICROSTRATEGY INC | NOTE 2/1 | 31M | – | 1,2 |
| EOS ENERGY ENTERPRISES INC | *W EXP 11/17/202 | 143K | 750K | 1,2 |
| NABORS INDS INC | NOTE 1.750% 6/1 | 367K | – | 1,2 |
| NIO INC | NOTE 0.500% 2/0 | 16M | – | 1,2 |
| EXTREME NETWORKS | COM | 1M | 75K | 1,2 |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 212K | 2K | 1,2 |
| FINANCE OF AMERICA COMPAN | *W EXP 04/08/202 | 467 | 58K | 1,2 |
| FISERV INC | COM | 2M | 13K | 1,2 |
| FORWARD AIR CORP | COM | 867K | 46K | 1,2 |
| FOX CORP | CL A COM | 27M | 787K | 1,2 |
| FRESH DEL MONTE PRODUCE INC | ORD | 5M | 245K | 1,2 |
| FRONTDOOR INC | COM | 7M | 205K | 1,2 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 4K | 95K | 1,2 |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 91M | – | 1,2 |
| PERFICIENT INC | NOTE 0.125%11/1 | 96M | – | 1,2 |
| GENERAC HLDGS INC | COM | 5M | 40K | 1,2 |
| GENERATION ASIA I ACQUISITIO | CL A ORD SHS | 2K | 125K | 1,2 |
| GENPACT LIMITED | SHS | 6M | 179K | 1,2 |
| GENWORTH FINL INC | COM SHS | 156K | 26K | 1,2 |
| GEO GROUP INC NEW | COM | 15M | 1M | 1,2 |
| GLOBAL BLOCKCHAIN ACQUI CORP | *W EXP 99/99/999 | 2K | 150K | 1,2 |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT 05/09/2027 | 9K | 150K | 1,2 |
| GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | 1K | 17K | 1,2 |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | 1M | 140K | 1,2 |
| GRANITE CONSTR INC | COM | 5M | 82K | 1,2 |
| GRIFFON CORP | COM | 13M | 206K | 1,2 |
| HARLEY DAVIDSON INC | COM | 12M | 369K | 1,2 |
| HAVERTY FURNITURE COS INC | COM | 3M | 121K | 1,2 |
| HAYWARD HLDGS INC | COM | 3M | 209K | 1,2 |
| HEALTHCARE SVCS GROUP INC | COM | 3M | 238K | 1,2 |
| HENNESSY CAPITAL INVST CORP | *W EXP 99/99/999 | 39K | 267K | 1,2 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 4M | 2M | 1,2 |
| HNI CORP | COM | 11M | 240K | 1,2 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | 4M | 191K | 1,2 |
| HORIZON SPACE ACQUSTN I CORP | *W EXP 12/27/202 | 4K | 240K | 1,2 |
| HUDSON ACQUISITION I CORP | RIGHT 99/99/9999 | 52K | 223K | 1,2 |
| HUT 8 CORP | COM | 4M | 268K | 1,2 |
| IBOTTA INC | CLASS A COM SHS | 3M | 37K | 1,2 |
| IMMATICS N.V | *W EXP 07/01/202 | 104K | 40K | 1,2 |
| INTERPUBLIC GROUP COS INC | COM | 24M | 826K | 1,2 |
| RINGCENTRAL INC | NOTE 3/1 | 2M | – | 1,2 |
| SNAP INC | NOTE 5/0 | 47M | – | 1,2 |
| ISHARES TR | ISHARES SEMICDTR | 3M | 12K | 1,2 |
| ISHARES TR | MSCI EMG MKT ETF | 3M | 66K | 1,2 |
| SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 16M | – | 1,2 |
| JABIL INC | COM | 12M | 113K | 1,2 |
| JOBY AVIATION INC | *W EXP 08/10/202 | 2M | 3M | 1,2 |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 11M | 126K | 1,2 |
| KASPI KZ JSC | SPONSORED ADS | 2M | 16K | WEISS ANDREW M |
| KNIFE RIVER CORP | COMMON STOCK | 681K | 10K | 1,2 |
| KNOWLES CORP | COM | 7M | 392K | 1,2 |
| KOHLS CORP | COM | 12M | 505K | 1,2 |
| KORN FERRY | COM NEW | 12M | 179K | 1,2 |
| KOSMOS ENERGY LTD | COM | 12M | 2M | 1,2 |
| LANDBRIDGE COMPANY LLC | CL A | 579K | 25K | 1,2 |
| LEAR CORP | COM NEW | 479K | 4K | 1,2 |
| SSR MINING IN | NOTE 2.500% 4/0 | 11M | – | 1,2 |
| LIFE360 INC | COM | 2M | 49K | 1,2 |
| LINDSAY CORP | COM | 600K | 5K | 1,2 |
| STARWOOD PPTY TR INC | NOTE 6.750% 7/1 | 6M | – | 1,2 |
| LIVERAMP HLDGS INC | COM | 7M | 216K | 1,2 |
| LOAR HOLDINGS INC | COM SHS | 1M | 20K | 1,2 |
| LOUISIANA PAC CORP | COM | 10M | 116K | 1,2 |
| LUCID GROUP INC | COM | 2M | 676K | 1,2 |
| AMC ENTMT HLDGS INC | CL A NEW | 2M | 500K | 1,2 |
| MANPOWERGROUP INC WIS | COM | 19M | 270K | 1,2 |
| MAPLEBEAR INC | COM | 5M | 146K | 1,2 |
| MARCUS CORP DEL | COM | 406K | 36K | 1,2 |
| MAREX GROUP PLC | ORD | 1M | 50K | 1,2 |
| MARTI TECHNOLOGIES INC | SHS CL A | 1M | 606K | 1,2 |
| MASTEC INC | COM | 6M | 57K | 1,2 |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | 10K | 830K | 1,2 |
| METAL SKY STAR ACQUISITION C | RIGHT 12/31/2025 | 20K | 310K | 1,2 |
| METHODE ELECTRS INC | COM | 168K | 16K | 1,2 |
| MICROCHIP TECHNOLOGY INC. | COM | 4M | 40K | 1,2 |
| RUMBLE INC | COM CL A | 2M | 300K | 1,2 |
| AMERICAN AIRLS GROUP INC | COM | 50M | 4M | 1,2 |
| MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 195K | 17K | 1,2 |
| MONARCH CASINO & RESORT INC | COM | 388K | 6K | 1,2 |
| MONRO INC | COM | 6M | 234K | 1,2 |
| MONTANA TECHNOLOGIES CORP | *W EXP 03/15/202 | 213K | 148K | 1,2 |
| MYERS INDS INC | COM | 2M | 175K | 1,2 |
| BILIBILI INC | SPONS ADS REP Z | 23M | 1M | 1,2 |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 815K | 20K | 1,2 |
| NCR ATLEOS CORPORATION | COM SHS | 1M | 41K | 1,2 |
| NEW HORIZON AIRCRAFT LTD | *W EXP 99/99/999 | 4K | 275K | 1,2 |
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 133M | 3M | 1,2 |
| CARNIVAL CORP | UNIT 99/99/9999 | 33M | 2M | 1,2 |
| NIKOLA CORP | COM NEW | 597K | 73K | WEISS ANDREW M |
| CAVA GROUP INC | COM | 27M | 290K | 1,2 |
| COINBASE GLOBAL INC | COM CL A | 22M | 100K | 1,2 |
| CORE SCIENTIFIC INC NEW | COM | 930K | 100K | 1,2 |
| NVR INC | COM | 17M | 2K | 1,2 |
| OMNICOM GROUP INC | COM | 21M | 231K | 1,2 |
| OPENLANE INC | COM | 11M | 668K | 1,2 |
| ORASURE TECHNOLOGIES INC | COM | 116K | 27K | 1,2 |
| ORIGIN MATERIALS INC | *W EXP 06/25/202 | 49K | 888K | 1,2 |
| OTTER TAIL CORP | COM | 2M | 21K | 1,2 |
| PACCAR INC | COM | 559K | 5K | 1,2 |
| PACS GROUP INC | COM SHS | 417K | 14K | 1,2 |
| PARAMOUNT GLOBAL | CLASS B COM | 6M | 570K | 1,2 |
| PAYONEER GLOBAL INC | *W EXP 99/99/999 | 841K | 4M | 1,2 |
| PAYSAFE LIMITED | *W EXP 03/30/202 | 57K | 2M | 1,2 |
| PEDIATRIX MEDICAL GROUP INC | COM | 5M | 607K | 1,2 |
| FUBOTV INC | COM | 620K | 500K | 1,2 |
| PHINIA INC | COMMON STOCK | 17M | 425K | 1,2 |
| PILGRIMS PRIDE CORP | COM | 6M | 155K | 1,2 |
| PONO CAP TWO INC | *W EXP 99/99/999 | 16K | 229K | 1,2 |
| POOL CORP | COM | 14M | 46K | 1,2 |
| PROGRESS SOFTWARE CORP | COM | 14M | 264K | 1,2 |
| PROGYNY INC | COM | 4M | 136K | 1,2 |
| PROTO LABS INC | COM | 2M | 78K | 1,2 |
| R1 RCM INC | COM | 3M | 255K | 1,2 |
| RAMBUS INC DEL | COM | 3M | 55K | 1,2 |
| RESERVOIR MEDIA INC | COM | 1M | 171K | 1,2 |
| REVOLUTION MEDICINES INC | *W EXP 12/17/202 | 5K | 74K | 1,2 |
| REVOLUTION MEDICINES INC | COM | 9K | 226 | 1,2 |
| REX AMERICAN RES CORP | COM | 1M | 28K | 1,2 |
| IQIYI INC | SPONSORED ADS | 4M | 1M | 1,2 |
| ROBERT HALF INC. | COM | 15M | 229K | 1,2 |
| ROYAL GOLD INC | COM | 15M | 117K | 1,2 |
| RUBRIK INC. | CL A | 612K | 20K | 1,2 |
| ISHARES TR | RUSSELL 2000 ETF | 30M | 150K | 1,2 |
| SALLY BEAUTY HLDGS INC | COM | 7M | 677K | 1,2 |
| SANMINA CORPORATION | COM | 4M | 55K | 1,2 |
| SEALED AIR CORP NEW | COM | 8M | 241K | 1,2 |
| LUCID GROUP INC | COM | 3M | 1M | 1,2 |
| SELECT SECTOR SPDR TR | ENERGY | 31M | 337K | 1,2 |
| SHARECARE INC | COM CL A | 2M | 2M | 1,2 |
| SHARKNINJA INC | COM SHS | 10M | 132K | 1,2 |
| SIRIUSPOINT LTD | COM | 699K | 57K | 1,2 |
| SM ENERGY CO | COM | 14M | 327K | 1,2 |
| SMART GLOBAL HLDGS INC | SHS | 716K | 31K | 1,2 |
| MICROSTRATEGY INC | CL A NEW | 39M | 29K | 1,2 |
| NIKOLA CORP | COM NEW | 491K | 60K | 1,2 |
| NIO INC | SPON ADS | 5M | 1M | 1,2 |
| SPDR S&P 500 ETF TR | TR UNIT | 5K | 10 | WEISS ANDREW M |
| SELECT SECTOR SPDR TR | ENERGY | 5M | 60K | 1,2 |
| SPDR SER TR | S&P HOMEBUILD | 21M | 205K | 1,2 |
| SPDR SER TR | S&P OILGAS EXP | 29M | 197K | 1,2 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | 43K | 300K | 1,2 |
| SPROTT PHYSICAL GOLD TR | UNIT | 2M | 114K | 1,2 |
| SQUARESPACE INC | CLASS A | 1M | 23K | 1,2 |
| SRIVARU HOLDING LIMITED | *W EXP 12/08/202 | 2K | 190K | 1,2 |
| SOUNDHOUND AI INC | CLASS A COM | 5M | 1M | 1,2 |
| SPDR S&P 500 ETF TR | TR UNIT | 311M | 571K | 1,2 |
| STEEL DYNAMICS INC | COM | 715K | 6K | 1,2 |
| SUN CTRY AIRLS HLDGS INC | COM | 7M | 540K | 1,2 |
| SWVL HOLDINGS CORP | *W EXP 99/99/999 | 2K | 131K | 1,2 |
| SYLVAMO CORP | COMMON STOCK | 9M | 130K | 1,2 |
| TALKSPACE INC | *W EXP 06/21/202 | 100K | 1M | 1,2 |
| TALOS ENERGY INC | COM | 2M | 130K | 1,2 |
| TECHNIPFMC PLC | COM | 11M | 426K | 1,2 |
| TEGNA INC | COM | 961K | 69K | 1,2 |
| TEMPUS AI INC | CL A | 700K | 20K | 1,2 |
| TENET HEALTHCARE CORP | COM NEW | 6M | 48K | 1,2 |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | 113K | 350K | 1,2 |
| TERAWULF INC | COM | 4M | 970K | 1,2 |
| THE ODP CORP | COM | 967K | 25K | 1,2 |
| THERAVANCE BIOPHARMA INC | COM | 63M | 7M | 1,2 |
| THRYV HLDGS INC | COM NEW | 2M | 106K | 1,2 |
| THUNDER BRDG CAP PRTNRS IV I | CLASS A COM | 7M | 650K | 1,2 |
| TOPBUILD CORP | COM | 6M | 16K | 1,2 |
| TRIPADVISOR INC | COM | 8M | 424K | 1,2 |
| UCOMMUNE INTERNATIONAL LTD | *W EXP 11/01/202 | 3K | 158K | 1,2 |
| UL SOLUTIONS INC | CLASS A COM SHS | 3M | 75K | 1,2 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 2M | 50K | 1,2 |
| UNDER ARMOUR INC | CL A | 11M | 2M | 1,2 |
| VIKING HOLDINGS LTD | ORD SHS | 2M | 51K | 1,2 |
| VIPER ENERGY INC | CL A | 10M | 277K | 1,2 |
| VISTA OUTDOOR INC | COM | 2M | 60K | 1,2 |
| VIZIO HLDG CORP | CL A COM | 2M | 153K | 1,2 |
| WAYSTAR HLDG CORP | COM | 948K | 44K | 1,2 |
| WEATHERFORD INTL PLC | ORD SHS | 4M | 33K | 1,2 |
| WEBTOON ENTMT INC | COM | 685K | 30K | 1,2 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 99/99/999 | 7K | 203K | 1,2 |
| WORLD KINECT CORPORATION | COM | 18M | 697K | 1,2 |
| WP CAREY INC | COM | 12M | 216K | 1,2 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 113K | 50K | 1,2 |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 7K | 653K | 1,2 |
| ZILLOW GROUP INC | CL C CAP STK | 11M | 228K | 1,2 |
| ZSCALER INC | COM | 368K | 2K | 1,2 |