NEW VERNON INVESTMENT MANAGEMENT LLC
Adviser information for NEW VERNON INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 6 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 12 | $108.9M |
Non-Discretionary | 0 | $0 |
Total | 12 | $108.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 11 | $99.8M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 1 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 1 | $9.1M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPROVISION OF HISTORICAL TRADING DATA |
---|---|
Compensation | % of AUMFixed feesPerformance-based feesDISCRETIONARY BONUS |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
799 CENTRAL AVESUITE 350
HIGHLAND PARK
IL
United States
Monday - Friday, 8AM-5PM
Tel: 847-926-5700, Fax: 847-926-5701
Chief Compliance Officer
GARY JUST
CFO
799 CENTRAL AVE.
SUITE 350
HIGHLAND PARK
IL
United States
Tel:
847-926-5724
Fax:
847-926-5701
G****@********M
(Full email address available in API data)
Regulatory Contact
STEVE SHAPIRO
MANAGING MEMBER
799 CENTRAL AVE.
SUITE 350
HIGHLAND PARK
IL
United States
Tel:
847-926-5712
Fax:
847-926-5701
S****@********M
(Full email address available in API data)
Industry Affiliates
NEW VENRON PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
NEW VERNON CAPITAL | Other investment adviser, including financial planners |
NEW VERNON WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
SF INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
N. V. FINANCIAL PRODUCTS FUND | Hedge Fund | $60.0M | $0.3M | 48 |
NEW VERNON GLOBAL FIXED INCOME FUND LLC | Hedge Fund | $0.7M | $0.1M | 14 |
NEW VERNON GLOBAL OPPORTUNITY MASTER FUND LTD | Hedge Fund | $39.1M | $0.3M | 39 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHAPIRO, NATHAN | Individual | – | MEMBER | 07/2011 | 5-10% |
SHAPIRO, DANIEL, MARK | Individual | – | MEMBER | 07/2011 | 5-10% |
SHAPIRO, STEVEN, ARTHUR | Individual | – | MANAGING MEMBER | 07/2011 | 5-10% |
NV CAPITAL HOLDINGS II, LLC | Domestic Entity | – | MEMBER | 07/2011 | > 75% |
ZAKARIA, ARSHAD, RAFIQ | Individual | NV CAPITAL HOLDINGS II, LLC | MEMBER | 11/2004 | 25-50% |
JUST, GARY, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 05/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 615K | 6K | New Vernon Capital Holdings II LLC |
ALPHABET INC | CAP STK CL C | 1M | 7K | New Vernon Capital Holdings II LLC |
AMAZON COM INC | COM | 929K | 5K | New Vernon Capital Holdings II LLC |
AMERICAN INTL GROUP INC | COM NEW | 3M | 45K | New Vernon Capital Holdings II LLC |
ARCH CAP GROUP LTD | ORD | 7M | 72K | New Vernon Capital Holdings II LLC |
BERKLEY W R CORP | COM | 3M | 41K | New Vernon Capital Holdings II LLC |
BLACKSTONE INC | COM | 2M | 13K | New Vernon Capital Holdings II LLC |
BROADCOM INC | COM | 2M | 1K | New Vernon Capital Holdings II LLC |
CHUBB LIMITED | COM | 4M | 14K | New Vernon Capital Holdings II LLC |
COREBRIDGE FINL INC | COM | 5M | 162K | New Vernon Capital Holdings II LLC |
ENTERPRISE PRODS PARTNERS L | COM | 472K | 16K | New Vernon Capital Holdings II LLC |
EQUITABLE HLDGS INC | COM | 3M | 77K | New Vernon Capital Holdings II LLC |
ESSENT GROUP LTD | COM | 2M | 40K | New Vernon Capital Holdings II LLC |
EVEREST GROUP LTD | COM | 3M | 9K | New Vernon Capital Holdings II LLC |
EXXON MOBIL CORP | COM | 2M | 20K | New Vernon Capital Holdings II LLC |
FEDEX CORP | COM | 480K | 2K | New Vernon Capital Holdings II LLC |
FIDELIS INSURANCE HOLDINGS L | COM | 466K | 29K | New Vernon Capital Holdings II LLC |
GALLAGHER ARTHUR J & CO | COM | 3M | 12K | New Vernon Capital Holdings II LLC |
HAMILTON INSURANCE GROUP LTD | CL B | 233K | 14K | New Vernon Capital Holdings II LLC |
HARTFORD FINL SVCS GROUP INC | COM | 4M | 40K | New Vernon Capital Holdings II LLC |
HOME DEPOT INC | COM | 861K | 3K | New Vernon Capital Holdings II LLC |
INTL GNRL INSURANCE HLDNGS L | SHS | 1M | 79K | New Vernon Capital Holdings II LLC |
JPMORGAN CHASE & CO | COM | 860K | 4K | New Vernon Capital Holdings II LLC |
MEDTRONIC PLC | SHS | 576K | 7K | New Vernon Capital Holdings II LLC |
MICROSOFT CORP | COM | 2M | 4K | New Vernon Capital Holdings II LLC |
MORGAN STANLEY | COM NEW | 831K | 9K | New Vernon Capital Holdings II LLC |
NMI HOLDINGS INC | COM | 827K | 24K | New Vernon Capital Holdings II LLC |
NU HLDGS LTD | ORD SHS CL A | 356K | 28K | New Vernon Capital Holdings II LLC |
NXP SEMICONDUCTORS N V | COM | 2M | 6K | New Vernon Capital Holdings II LLC |
OREILLY AUTOMOTIVE INC | COM | 1M | 1K | New Vernon Capital Holdings II LLC |
PROGRESSIVE CORP | COM | 5M | 26K | New Vernon Capital Holdings II LLC |
PRUDENTIAL FINL INC | COM | 4M | 33K | New Vernon Capital Holdings II LLC |
QUALCOMM INC | COM | 702K | 4K | New Vernon Capital Holdings II LLC |
RENAISSANCERE HLDGS LTD | COM | 3M | 14K | New Vernon Capital Holdings II LLC |
STRYKER CORPORATION | COM | 735K | 2K | New Vernon Capital Holdings II LLC |
TECK RESOURCES LTD | CL B | 924K | 19K | New Vernon Capital Holdings II LLC |
TRAVELERS COMPANIES INC | COM | 3M | 15K | New Vernon Capital Holdings II LLC |
UNION PAC CORP | COM | 675K | 3K | New Vernon Capital Holdings II LLC |
VISA INC | COM CL A | 572K | 2K | New Vernon Capital Holdings II LLC |