NEWBURY PARTNERS LLC
Adviser information for NEWBURY PARTNERS LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $5.2B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $5.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 58 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesVALUATION CONSULTING |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73604 |
|---|---|
| SEC ERA File Number | 801-73604 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156319 |
| Legal Entity Identifier | None |
Principal Office
100 FIRST STAMFORD PLACE2ND FLOOR
STAMFORD
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-428-3600, Fax: 203-428-3601
Websites
Chief Compliance Officer
GERRY ESPOSITO
PARTNER/CHIEF FINANCIAL OFFICER
100 FIRST STAMFORD PLACE
2ND FLOOR
STAMFORD
CT
United States
Tel:
203-428-3609
Fax:
203-428-3601
E*******@*******************M
(Full email address available in API data)
Industry Affiliates
| NEWBURY EQUITY PARTNERS GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS II GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS V GP LP | Sponsor, GP, manager of pooled investment vehicles |
| NEWBURY EQUITY PARTNERS VERWALTUNGS GMBH | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWBURY EQUITY PARTNERS (CAYMAN) L.P. | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $4.9M | $10.0M | 13 |
| NEWBURY EQUITY PARTNERS GMBH & CO. KG | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $0.8M | $10.0M | 6 |
| NEWBURY EQUITY PARTNERS II (CAYMAN) L.P. | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $36.3M | $5.0M | 37 |
| NEWBURY EQUITY PARTNERS II GMBH & CO. KG | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $3.3M | $5.0M | 4 |
| NEWBURY EQUITY PARTNERS II L.P. | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $150.0M | $5.0M | 81 |
| NEWBURY EQUITY PARTNERS III (CAYMAN) L.P. | FEEDER TO PRIVATE EQUITY SECONDARY FUND OF FUNDS | $152.9M | $0.3M | 20 |
| NEWBURY EQUITY PARTNERS III HOLDINGS L.P. | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $634.8M | $0.3M | 62 |
| NEWBURY EQUITY PARTNERS III L.P. | PRIVATE EQUITY FUND TO PRIVATE EQUITY SECONDARY FUND OF FUNDS | $581.0M | $0.3M | 41 |
| NEWBURY EQUITY PARTNERS III-A L.P. | PRIVATE EQUITY FUND-FEEDER TO PE SECONDARY FUND OF FUNDS | $42.9M | $0.3M | 1 |
| NEWBURY EQUITY PARTNERS IV (CAYMAN) L.P. | FEEDER TO PE SECONDARY FUND OF FUNDS | $733.9M | $0.3M | 37 |
| NEWBURY EQUITY PARTNERS IV L.P. | PE - SECONDARY FUND OF FUNDS | $1,922.3M | $0.3M | 52 |
| NEWBURY EQUITY PARTNERS L.P. | PRIVATE EQUITY SECONDARY FUND OF FUNDS | $26.7M | $10.0M | 63 |
| NEWBURY EQUITY PARTNERS V (CAYMAN) L.P. | FEEDER TO PE SECONDARY FUND OF FUNDS | $1,187.7M | $0.3M | 66 |
| NEWBURY EQUITY PARTNERS V (ONTARIO) L.P. | FEEDER TO PE SECONDARY FUND OF FUNDS | $175.6M | $0.3M | 2 |
| NEWBURY EQUITY PARTNERS V L.P. | PE - SECONDARY FUND OF FUNDS | $2,460.0M | $0.3M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LICHTER, RICHARD, CRAIG | Individual | – | MANAGER | 09/2006 | 50-75% |
| ESPOSITO, GERALD, LOUIS | Individual | – | PARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 07/2011 | < 5% |
| JAROCH, CHRISTOPHER, DEVIN | Individual | – | PARTNER | 01/2009 | < 5% |
| SYMON, WARREN, BRUCE | Individual | – | PARTNER | 07/2012 | < 5% |
| MIKULA, THOMAS, IGNAZ | Individual | – | MANAGING DIRECTOR | 01/2017 | < 5% |
| RLP NAVIGATOR LLC | Domestic Entity | – | MEMBER | 09/2020 | 25-50% |
| RIDGELAKE PARTNERS, LP | Domestic Entity | RLP NAVIGATOR LLC | SOLE MEMBER | 09/2020 | > 75% |
| 804 INVESTORS II, LLC | Domestic Entity | RIDGELAKE PARTNERS, LP | LIMITED PARTNER | 03/2020 | 25-50% |
| NEW YORK LIFE INSURANCE COMPANY | Domestic Entity | RIDGELAKE PARTNERS, LP | LIMITED PARTNER | 03/2020 | 25-50% |
| RIDGELAKE PARTNERS GP LLC | Domestic Entity | RIDGELAKE PARTNERS, LP | GENERAL PARTNER | 03/2020 | |
| DANIEL G. DEVOS 804 TRUST U/A/D/ 8/31/2004 | Domestic Entity | DGD 804 HOLDINGS, LLC | MEMBER | 03/2022 | 25-50% |
| SUZANNE C. DEVOS 804 TRUST U/A/D 8/31/2004 | Domestic Entity | CDV 804 HOLDINGS, LLC | MEMBER | 03/2022 | 25-50% |
| DOUGLAS L. DEVOS 804 TRUST U/A/D/ 8/31/2004 | Domestic Entity | DLD 804 HOLDINGS, LLC | MEMBER | 03/2022 | 25-50% |
| G3 804 HOLDINGS, LLC | Domestic Entity | 804 INVESTORS II, LLC | MEMBER | 04/2017 | 25-50% |
| WAKESTREAM HOLDINGS, INC. | Domestic Entity | DANIEL G. DEVOS 804 TRUST U/A/D/ 8/31/2004 | TRUSTEE | 04/2017 | |
| WAKESTREAM HOLDINGS, INC. | Domestic Entity | SUZANNE C. DEVOS 804 TRUST U/A/D 8/31/2004 | TRUSTEE | 04/2017 | |
| WAKESTREAM HOLDINGS, INC. | Domestic Entity | DOUGLAS L. DEVOS 804 TRUST U/A/D/ 8/31/2004 | TRUSTEE | 04/2017 | |
| APOGEM CAPITAL LLC | Domestic Entity | RIDGELAKE PARTNERS GP LLC | MEMBER | 04/2021 | 50-75% |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | Domestic Entity | APOGEM CAPITAL LLC | MEMBER | 05/2020 | > 75% |
| NEW YORK LIFE INSURANCE COMPANY | Domestic Entity | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | MEMBER | 05/2020 | > 75% |
| OTTAWA AVENUE PRIVATE CAPITAL, LLC | Domestic Entity | RIDGELAKE PARTNERS GP LLC | MEMBER | 03/2020 | 50-75% |
| WAKESTREAM MANAGEMENT, LLC | Domestic Entity | OTTAWA AVENUE PRIVATE CAPITAL, LLC | MEMBER | 01/2020 | > 75% |
| DEVOS, RICHARD, MARVIN | Individual | WAKESTREAM MANAGEMENT, LLC | SHAREHOLDER | 01/2020 | 25-50% |
| DEVOS, DANIEL, GEORGE | Individual | WAKESTREAM MANAGEMENT, LLC | SHAREHOLDER | 01/2020 | 25-50% |
| DEVOS, DOUGLAS, LEE | Individual | WAKESTREAM MANAGEMENT, LLC | SHAREHOLDER | 01/2020 | 25-50% |
| DEVOS, SUZANNE, CHERYL | Individual | WAKESTREAM MANAGEMENT, LLC | SHAREHOLDER | 01/2020 | 25-50% |
| DGD 804 HOLDINGS, LLC | Domestic Entity | 804 INVESTORS II, LLC | MEMBER | 03/2022 | 25-50% |
| CDV 804 HOLDINGS, LLC | Domestic Entity | 804 INVESTORS II, LLC | MEMBER | 03/2022 | 25-50% |
| DLD 804 HOLDINGS, LLC | Domestic Entity | 804 INVESTORS II, LLC | MEMBER | 03/2022 | 25-50% |