HILDENE CAPITAL MANAGEMENT
HILDENE CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for HILDENE CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $14.1B |
| Non-Discretionary | 1 | $10.6M |
| Total | 53 | $14.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 44 | $10.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $3.8B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $323.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 62 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73616 |
|---|---|
| SEC ERA File Number | 801-73616 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160415 |
| Legal Entity Identifier | 549300NF7JWY0W6ZDK26 |
Principal Office
333 LUDLOW STREETSOUTH TOWER, 5TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8AM TO 5PM
Tel: 203-517-2500, Fax: 203-517-2548
Chief Compliance Officer
LISA HARRIS
333 LUDLOW STREET
SOUTH TOWER, 5TH FLOOR
STAMFORD
CT
United States
Tel:
203-517-2558
Fax:
203-517-2548
L******@*************M
(Full email address available in API data)
Regulatory Contact
JENNIFER NAM
CHIEF OPERATING OFFICER
333 LUDLOW STREET
SOUTH TOWER, 5TH FLOOR
STAMFORD
CT
United States
Tel:
203-517-2555
Fax:
203-517-2548
J***@*************M
(Full email address available in API data)
Industry Affiliates
| BRYANT PARK CREDIT FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRYANT PARK CREDIT FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRYANT PARK CREDIT FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRYANT PARK CREDIT FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HILDENE ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HILDENE PRIVATE CREDIT FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HILDENE TRAPEZA MANAGER, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALESCO PREFERRED FUNDING IX, LTD. | Securitized Asset Fund | $370.6M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING X, LTD. | Securitized Asset Fund | $467.5M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XI, LTD. | Securitized Asset Fund | $331.7M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XII, LTD. | Securitized Asset Fund | $334.3M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XIII, LTD. | Securitized Asset Fund | $238.2M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XIV, LTD. | Securitized Asset Fund | $468.9M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XV, LTD. | Securitized Asset Fund | $504.4M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XVI, LTD. | Securitized Asset Fund | $305.0M | $0.3M | 0 |
| ALESCO PREFERRED FUNDING XVII, LTD. | Securitized Asset Fund | $253.2M | $0.3M | 0 |
| BRYANT PARK CREDIT FUND I, LP | Hedge Fund | $129.6M | $0.0M | 1 |
| BRYANT PARK CREDIT FUND II, LP | Hedge Fund | $130.1M | $0.0M | 1 |
| BRYANT PARK CREDIT FUND III, LP | Hedge Fund | $255.4M | $0.0M | 1 |
| BRYANT PARK CREDIT FUND IV, LP | Hedge Fund | $106.9M | $0.0M | 1 |
| HCM 2021-1, LLC | Hedge Fund | $255.7M | $0.0M | 7 |
| HILDENE COMMUNITY FUNDING CDO, LTD. | Securitized Asset Fund | $251.8M | $0.1M | 2 |
| HILDENE FINANCIALS SECURITIZATION 2020-1, LTD. | Securitized Asset Fund | $0.0M | $0.1M | 2 |
| HILDENE OPPORTUNITIES MASTER FUND II, LTD. | Hedge Fund | $688.0M | $1.0M | 76 |
| HILDENE OPPORTUNITIES MASTER FUND, LTD. | Hedge Fund | $1,573.8M | $1.0M | 199 |
| HILDENE PRIVATE CREDIT FUND I, LP | Hedge Fund | $243.6M | $1.0M | 15 |
| HILDENE PRIVATE CREDIT RATED FEEDER FUND I, LP | Hedge Fund | $7.6M | $1.0M | 1 |
| HILDENE TRUPS CO-INVEST FUND, LP | Hedge Fund | $24.4M | $1.0M | 10 |
| HILDENE TRUPS RESECURITIZATION 2019-P10B, LLC | Securitized Asset Fund | $102.0M | $0.1M | 1 |
| HILDENE TRUPS RESECURITIZATION 2019-P12B, LLC | Securitized Asset Fund | $97.1M | $0.1M | 1 |
| HILDENE TRUPS RESECURITIZATION A4B, LLC | Securitized Asset Fund | $77.6M | $0.1M | 1 |
| HILDENE TRUPS SECURITIZATION 2018-1, LTD | Securitized Asset Fund | $281.6M | $0.1M | 2 |
| HILDENE TRUPS SECURITIZATION 2019-2, LTD | Securitized Asset Fund | $367.9M | $0.1M | 2 |
| HILDENE TRUPS SECURITIZATION 2020-3, LTD | Securitized Asset Fund | $337.4M | $0.1M | 2 |
| HILDENE TRUPS SECURITIZATION 4, LTD. | Securitized Asset Fund | $377.5M | $0.1M | 2 |
| HILDENE TRUPS SECURITIZATION 5, LTD. | Securitized Asset Fund | $295.8M | $0.1M | 2 |
| HITR QUATTRO, LTD. | Securitized Asset Fund | $18.1M | $0.1M | 2 |
| TABERNA PREFERRED FUNDING I, LTD. | Securitized Asset Fund | $299.5M | $0.3M | 0 |
| TABERNA PREFERRED FUNDING II, LTD. | Securitized Asset Fund | $516.5M | $0.3M | 0 |
| TABERNA PREFERRED FUNDING III, LTD. | Securitized Asset Fund | $0.0M | $0.0M | 0 |
| TABERNA PREFERRED FUNDING IV, LTD. | Securitized Asset Fund | $391.1M | $0.3M | 0 |
| TABERNA PREFERRED FUNDING IX, LTD. | Securitized Asset Fund | $316.1M | $0.2M | 0 |
| TABERNA PREFERRED FUNDING V, LTD. | Securitized Asset Fund | $379.2M | $0.3M | 0 |
| TABERNA PREFERRED FUNDING VI, LTD. | Securitized Asset Fund | $362.2M | $0.3M | 0 |
| TABERNA PREFERRED FUNDING VII, LTD. | Securitized Asset Fund | $0.3M | $0.0M | 0 |
| TABERNA PREFERRED FUNDING VIII, LTD. | Securitized Asset Fund | $282.5M | $0.3M | 0 |
| TRAPEZA CDO I, LLC | Securitized Asset Fund | $63.5M | $1.0M | 0 |
| TRAPEZA CDO III, LLC | Securitized Asset Fund | $117.9M | $1.0M | 1 |
| TRAPEZA CDO IX, LTD. | Securitized Asset Fund | $205.6M | $0.1M | 0 |
| TRAPEZA CDO X, LTD. | Securitized Asset Fund | $273.7M | $0.1M | 0 |
| TRAPEZA CDO XI, LTD. | Securitized Asset Fund | $260.5M | $0.1M | 0 |
| TRAPEZA CDO XII, LTD. | Securitized Asset Fund | $321.3M | $0.1M | 0 |
| TRAPEZA CDO XIII, LTD. | Securitized Asset Fund | $481.9M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HILDENE HOLDING COMPANY, LLC | Domestic Entity | – | SOLE MEMBER | 12/2007 | > 75% |
| JEFFERSON, BRETT, RODMANN | Individual | HILDENE HOLDING COMPANY, LLC | CLASS A MEMBER AND MANAGER | 01/2008 | 25-50% |
| JEFFERSON, BRETT, RODMANN | Individual | – | PRESIDENT, CO-CHIEF INVESTMENT OFFICER AND MANAGER | 01/2008 | < 5% |
| SCANNELL, JOHN, WILLIAM | Individual | – | SENIOR ADVISOR | 01/2008 | < 5% |
| MEHRA, DUSHYANT | Individual | – | CO-CHIEF INVESTMENT OFFICER | 04/2018 | < 5% |
| GREGORY, JUSTIN, G | Individual | – | PORTFOLIO MANAGER | 01/2019 | < 5% |
| HARRIS, LISA, BETH | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| NAM, JENNIFER, SAHNGME | Individual | – | CHIEF OPERATING OFFICER | 06/2020 | < 5% |
| RESNICK, GREGORY, JAY | Individual | – | GENERAL COUNSEL | 08/2020 | < 5% |
| BRJ HOLDINGS III, LLC | Domestic Entity | HILDENE HOLDING COMPANY, LLC | CLASS A MEMBER | 12/2022 | > 75% |