LITTLEJOHN & CO., LLC
Adviser information for LITTLEJOHN & CO., LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $7.9B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $7.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 24 | $7.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73618 |
|---|---|
| SEC ERA File Number | 801-73618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156720 |
| Legal Entity Identifier | 25490025VUVVIGBFLJ07 |
Principal Office
8 SOUND SHORE DRIVEGREENWICH
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-552-3500, Fax: None
Chief Compliance Officer
KEN WARREN
CHIEF FINANCIAL OFFICER
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
United States
Tel:
203-552-3549
K******@****************M
(Full email address available in API data)
Regulatory Contact
JACKIE ZUCKER
COUNSEL
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
United States
Tel:
203-552-3500
J******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LITTLEJOHN EXECUTIVE FUND IV, LP | Private Equity Fund | $2.3M | $0.0M | 35 |
| LITTLEJOHN EXECUTIVE FUND V, LP | Private Equity Fund | $20.3M | $0.0M | 47 |
| LITTLEJOHN EXECUTIVE FUND VI, LP | Private Equity Fund | $13.4M | $0.1M | 34 |
| LITTLEJOHN FUND III, LP | Hedge Fund | $5.8M | $0.6M | 52 |
| LITTLEJOHN FUND IV-A, LP | Private Equity Fund | $31.7M | $3.8M | 7 |
| LITTLEJOHN FUND IV, LP | Hedge Fund | $316.5M | $0.9M | 70 |
| LITTLEJOHN FUND V-A, L.P. | Hedge Fund | $54.1M | $0.2M | 2 |
| LITTLEJOHN FUND V, L.P. | Hedge Fund | $1,043.5M | $0.9M | 102 |
| LITTLEJOHN FUND VI-A, LP | Hedge Fund | $1,318.9M | $10.0M | 34 |
| LITTLEJOHN FUND VI, LP | Hedge Fund | $1,977.4M | $10.0M | 122 |
| LITTLEJOHN OPPORTUNITIES FUND II, LP | Hedge Fund | $406.6M | $8.2M | 28 |
| LITTLEJOHN OPPORTUNITIES MASTER FUND, LP | Hedge Fund | $61.6M | $0.0M | 56 |
| LJ AVALON CO-INVEST, LP | Private Equity Fund | $121.3M | $0.3M | 24 |
| LJ BRODER CO-INVEST II, LLC | Private Equity Fund | $39.1M | $0.2M | 7 |
| LJ BRODER CO-INVEST, LLC | Private Equity Fund | $180.1M | $0.8M | 10 |
| LJ CSTN CO-INVEST, LP | Private Equity Fund | $1.5M | $0.1M | 15 |
| LJ PERIMETER CO INVEST, LP | Private Equity Fund | $369.4M | $0.0M | 29 |
| LJ SM CO-INVEST, LP | Private Equity Fund | $1.0M | $0.6M | 9 |
| OFM II, L.P. | Hedge Fund | $519.9M | $10.0M | 2 |
| VSS FUND, L.P. | Hedge Fund | $65.4M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LITTLEJOHN, ANGUS, CHISHOLM | Individual | – | CHAIRMAN | 01/2012 | < 5% |
| KLEIN, MICHAEL, IRA | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2012 | < 5% |
| RAMSAY, BRIAN, EVAN | Individual | – | PRESIDENT | 01/2012 | < 5% |
| WARREN, KENNETH, EDGAR | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 09/2008 | < 5% |
| LITTLEJOHN & CO., LP | Domestic Entity | – | MEMBER | 06/2018 | > 75% |
| LITTLEJOHN GP, LLC | Domestic Entity | LITTLEJOHN & CO., LP | PARTNER | 06/2018 |