HARBOUR GROUP INDUSTRIES, INC.
Adviser information for HARBOUR GROUP INDUSTRIES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $813.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $813.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $813.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based feesPARTICIPATION IN PORTFOLIO COMPANY EQUITY |
Identifiers
| SEC RIA File Number | 801-73623 |
|---|---|
| SEC ERA File Number | 801-73623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160634 |
| Legal Entity Identifier | None |
Principal Office
7733 FORSYTH BLVD, 23RD FLOORST. LOUIS
MO
United States
Monday - Friday, 8 AM TO 5:30 PM CENTRAL TIME
Tel: 314-727-5550, Fax: 314-862-1820
Websites
Chief Compliance Officer
GARY BEINKE
CHIEF FINANCIAL OFFICER
7733 FORSYTH BLVD. 23RD FLOOR
ST. LOUIS
MO
United States
Tel:
314-727-5550
Fax:
314-862-1820
G******@***************M
(Full email address available in API data)
Regulatory Contact
ELAINE SCIVETTI
OUTSIDE COUNSEL
1825 EYE STREET NW
WASHINGTON
DC
United States
Tel:
202-420-2620
Fax:
202-420-2201
E**************@************M
(Full email address available in API data)
Industry Affiliates
| HARBOUR GROUP IV MANAGEMENT CO., L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR GROUP V MANAGEMENT CO., LLC | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR GROUP VI MANAGEMENT CO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR GROUP VIII MANAGEMENT CO., LLC | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR GROUP VIII-A MANAGEMENT CO, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARBOUR GROUP INVESTMENTS IV, L.P. | Private Equity Fund | $1.7M | $10.0M | 27 |
| HARBOUR GROUP INVESTMENTS V, L.P. | Private Equity Fund | $208.3M | $10.0M | 33 |
| HARBOUR GROUP INVESTMENTS VI, L.P. | Private Equity Fund | $5.1M | $10.0M | 67 |
| HARBOUR GROUP INVESTMENTS VIII,L.P. | Private Equity Fund | $598.8M | $0.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOX, JEFFREY, LAWRENCE | Individual | – | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 12/2006 | < 5% |
| LEEKER, MARK, DAVID | Individual | – | PRESIDENT | 04/2021 | < 5% |
| BEINKE, GARY, DONALD | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND TREASURER | 04/2021 | < 5% |
| ARNOLD, DAVID, VINCENT | Individual | – | ASSISTANT SECRETARY | 06/2007 | < 5% |
| NICKELSON, DONALD, EUGENE | Individual | – | DIRECTOR | 06/2020 | < 5% |
| mcguckian, john, brendan | Individual | – | DIRECTOR | 03/2021 | < 5% |
| SAM FOX REVOCABLE LIVING TRUST | Domestic Entity | – | SHAREHOLDER | 02/2022 | > 75% |
| NICKELSON, DONALD, EUGENE | Individual | SAM FOX REVOCABLE LIVING TRUST | TRUSTEE | 08/2022 | |
| Polon, Ira, Henry | Individual | SAM FOX REVOCABLE LIVING TRUST | TRUSTEE | 08/2022 |