THE ENERGY & MINERALS GROUP
EMG FUND II MANAGEMENT, L.P. Legal Name
Adviser information for THE ENERGY & MINERALS GROUP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 54 | $12.1B |
| Non-Discretionary | 0 | $0 |
| Total | 54 | $12.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 54 | $12.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
2229 SAN FELIPE STREETSUITE 1300
HOUSTON
TX
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 713-579-5000, Fax: 713-579-5010
Websites
Chief Compliance Officer
NEAL DICKSON
CFO
2229 SAN FELIPE STREET
SUITE 1300
HOUSTON
TX
United States
Tel:
713-579-5000
Fax:
713-579-5010
N*******@********M
(Full email address available in API data)
Regulatory Contact
LAURA TYSON
MANAGING DIRECTOR, COO, & GENERAL COUNSEL
2229 SAN FELIPE STREET
SUITE 1300
HOUSTON
TX
United States
Tel:
713-579-5000
Fax:
713-579-5010
L*****@********M
(Full email address available in API data)
Industry Affiliates
| UPPER BAY INFRASTRUCTURE MANAGEMENT, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMG AENO HOLDINGS, LLC | Private Equity Fund | $57.4M | $0.0M | 54 |
| EMG ASCENT 2016 EQUITY HOLDINGS, LLC | Private Equity Fund | $609.3M | $0.0M | 199 |
| EMG ASCENT SECONDARY FUND, LP | Private Equity Fund | $14.4M | $0.0M | 27 |
| EMG CORONADO STRATEGIC, LP | Private Equity Fund | $80.9M | $0.0M | 10 |
| EMG FUND II ASCENT HOLDINGS, LLC | Private Equity Fund | $211.5M | $0.0M | 87 |
| EMG FUND II DUTCH OFFSHORE HOLDINGS, LP | Private Equity Fund | $358.7M | $0.0M | 1 |
| EMG FUND II OFFSHORE HOLDINGS, LP | Private Equity Fund | $348.7M | $0.0M | 14 |
| EMG FUND III OFFSHORE HOLDINGS, LP | Private Equity Fund | $309.2M | $0.0M | 27 |
| EMG FUND IV OFFSHORE HOLDINGS, LP | Private Equity Fund | $240.5M | $0.0M | 18 |
| EMG FUND IV PAA HOLDINGS, LLC | Private Equity Fund | $204.1M | $0.0M | 34 |
| EMG FUND IV SPUR HOLDINGS, LLC | Private Equity Fund | $14.7M | $0.0M | 18 |
| EMG FUND V ACCORDION OFFSHORE HOLDINGS, LP | Private Equity Fund | $169.2M | $0.0M | 2 |
| EMG FUND V IRON ORE AGGREGATOR LLC | Private Equity Fund | $102.8M | $0.0M | 21 |
| EMG FUND V OFFSHORE HOLDINGS, LP | Private Equity Fund | $46.7M | $0.0M | 8 |
| EMG FUND V SPUR HOLDINGS, LLC | Private Equity Fund | $43.8M | $0.0M | 7 |
| EMG IRON ORE HOLDCO, LP | Private Equity Fund | $123.7M | $0.0M | 35 |
| EMG IRON ORE PHASE 2 CO-INVESTMENT, LP | Private Equity Fund | $135.3M | $0.0M | 3 |
| EMG IRON ORE PHASE 3 (Q4 19) CO-INVESTMENT, LP | Private Equity Fund | $157.2M | $0.0M | 1 |
| EMG IRON ORE PHASE 3 AGGREGATOR, LP | Private Equity Fund | $157.4M | $0.0M | 32 |
| EMG TRAVERSE HOLDINGS, LLC | Private Equity Fund | $310.4M | $0.0M | 57 |
| EMG UTICA LLC | Private Equity Fund | $522.5M | $0.0M | 96 |
| EMGVSC, LP | Private Equity Fund | $73.4M | $0.0M | 2 |
| MIDSTREAM & RESOURCES FOLLOW-ON FUND, L.P. | Private Equity Fund | $15.4M | $0.0M | 18 |
| NGP M&R OFFSHORE HOLDINGS, L.P. | Private Equity Fund | $14.4M | $0.0M | 9 |
| NGP MIDSTREAM & RESOURCES, L.P. | Private Equity Fund | $25.3M | $0.0M | 107 |
| PALLINGHURST M&R SPV CAYMAN, L.P. | Private Equity Fund | $4.9M | $0.0M | 6 |
| THE ENERGY & MINERALS GROUP FUND II, LP | Private Equity Fund | $1,975.3M | $0.1M | 186 |
| THE ENERGY & MINERALS GROUP FUND III, LP | Private Equity Fund | $1,896.8M | $0.0M | 223 |
| THE ENERGY & MINERALS GROUP FUND IV, LP | Private Equity Fund | $2,630.2M | $0.0M | 148 |
| THE ENERGY & MINERALS GROUP FUND V ACCORDION, LP | Private Equity Fund | $161.3M | $0.0M | 27 |
| THE ENERGY & MINERALS GROUP FUND V, LP | Private Equity Fund | $1,227.9M | $0.0M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAYMOND, JOHN, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2007 | < 5% |
| CALVERT, JOHN, GREGORY | Individual | – | PRESIDENT | 02/2007 | < 5% |
| RAYMOND, JOHN, THOMAS | Individual | – | LIMITED PARTNER | 06/2011 | > 75% |
| CALVERT, JOHN, GREGORY | Individual | – | LIMITED PARTNER | 06/2011 | 5-10% |
| RAYMOND, LEE, ROY | Individual | – | LIMITED PARTNER | 06/2011 | 5-10% |
| EMG FUND II MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2011 | < 5% |
| TYSON, LAURA, LANZA | Individual | – | CHIEF OPERATING OFFICER, GENERAL COUNSEL & MANAGING DIRECTOR | 02/2014 | < 5% |
| DICKSON, BRUCE, MACNEAL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| Cowsert, Rachel | Individual | – | CHIEF TAX OFFICER | 12/2022 | < 5% |