Hedge Fund Database

BAYVIEW ASSET MANAGEMENT, LLC

Adviser information for BAYVIEW ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 373
Investment Advisory/Research 168
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 51 $38.6B
Non-Discretionary 0 $0
Total 51 $38.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $134.3M
Business development companies 0 $0
Pooled investment vehicles 48 $38.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $2.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 51
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesVARIABLE TRANSACTION, DILIGENCE, ORIGINATION, AND CLOSING FEES
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73638
SEC ERA File Number 801-73638
SEC CIK Numbers 1767366
SEC CRD Numbers 157053
Legal Entity Identifier 549300YJRSPSK5DWGL35

Principal Office

4425 PONCE DE LEON BLVD.
CORAL GABLES
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 305-854-8880, Fax: 305-448-8130

Websites

www.bayview.com www.linkedin.com/company/bayview-asset-management www.bayviewassetmanagement.com

Chief Compliance Officer

CARLOS M. PORTUGAL
CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT
4425 PONCE DE LEON BLVD.
CORAL GABLES
FL
United States
Tel: 305-644-2564
Fax: 305-448-8130
(Full email address available in API data)

Regulatory Contact

BRIAN BOMSTEIN
CHIEF LEGAL OFFICER, GENERAL COUNSEL, SENIOR VICE PRESIDENT
4425 PONCE DE LEON BLVD.
CORAL GABLES
FL
United States
Tel: 305-341-5611
Fax: 305-448-8130
(Full email address available in API data)

Industry Affiliates

BAYVIEW CAPITAL GP IVA, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW CAPITAL GP IVB, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW CAPITAL GP MSR, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW CAPITAL GP V, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW CAPITAL GP VI, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW CAPITAL GP VIA, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW LIQUID CREDIT STRATEGIES GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW MORTGAGE SECURITIES GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BAYVIEW OPPORTUNITY GP VII, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
IVALO GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
KOITERE GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
NEW FUND I GP LLC Sponsor, GP, manager of pooled investment vehicles
OCEANVIEW LIFE AND ANNUITY COMPANY Insurance company or agency
OCEANVIEW REINSURANCE LTD. Insurance company or agency
PINGORA ASSET MANAGEMENT, LLC Other investment adviser, including financial planners
PINGORA MSR JV I GP, LLC Sponsor, GP, manager of pooled investment vehicles
SEAVIEW STRATEGIC GP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SUTTONS BAY GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BAYVIEW LIQUID CREDIT STRATEGIES MASTER FUND, L.P. Hedge Fund $561.2M $1.0M 13
BAYVIEW MORTGAGE SECURITIES MASTER FUND, L.P. Hedge Fund $509.1M $1.0M 17
BAYVIEW MSR OPPORTUNITY MASTER FUND, L.P. Hedge Fund $26,659.5M $10.0M 182
BAYVIEW OPPORTUNITY (US) MASTER FUND VII, L.P. Hedge Fund $436.4M $5.0M 81
BAYVIEW OPPORTUNITY MASTER FUND IVA, L.P. Hedge Fund $7.9M $10.0M 35
BAYVIEW OPPORTUNITY MASTER FUND IVB, L.P. Hedge Fund $75.6M $10.0M 49
BAYVIEW OPPORTUNITY MASTER FUND V, L.P. Hedge Fund $1,028.2M $10.0M 93
BAYVIEW OPPORTUNITY MASTER FUND VI, L.P. Hedge Fund $2,369.0M $10.0M 65
BAYVIEW OPPORTUNITY MASTER FUND VIA, L.P. Hedge Fund $1,088.3M $10.0M 25
BAYVIEW OPPORTUNITY MASTER FUND VII, L.P. Hedge Fund $4,155.8M $5.0M 81
BAYVIEW OPPORTUNITY V OCEANVIEW, L.P. Hedge Fund $1,532.2M $10.0M 54
IVALO FUND, L.P. Hedge Fund $1,039.7M $10.0M 2
KOITERE FUND, L.P. Hedge Fund $275.5M $10.0M 4
PINGORA MSR JV I-A, LP MORTGAGE SERVICING RIGHTS FUND $171.2M $50.0M 2
PINGORA MSR JV I-B, LP MORTGAGE SERVICING RIGHTS FUND $265.9M $50.0M 2
SEAVIEW STRATEGIC MASTER FUND, LP Hedge Fund $666.1M $0.0M 4
SUTTONS BAY FUND, L.P. Hedge Fund $555.2M $10.0M 2

Control Persons

Name Type Entity Title Since Ownership
ERTEL, DAVID Individual – CHIEF EXECUTIVE OFFICER / DIRECTOR 07/2008 < 5%
BOMSTEIN, BRIAN, ERIC Individual – CHIEF LEGAL OFFICER / DIRECTOR 07/2008 < 5%
O'BRIEN, RICHARD, THOMAS Individual – CO-CHIEF OPERATIONS OFFICER / DIRECTOR 07/2008 < 5%
EVENSON, BRETT Individual – MANAGING DIRECTOR 07/2008 < 5%
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC Domestic Entity – MEMBER 02/2015 > 75%
MILLER, MATTHEW, CRAIG Individual – MANAGING DIRECTOR 07/2012 < 5%
PORTUGAL, CARLOS, MANUEL Individual – CHIEF COMPLIANCE OFFICER 11/2014 < 5%
GEILING, GREGORY, SCOTT Individual – CO-CHIEF OPERATIONS OFFICER 02/2020 < 5%
MAYIM INVESTMENT HOLDINGS, INC. Domestic Entity BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC MEMBER 12/2020 > 75%
ERTEL, DAVID Individual MAYIM INVESTMENT HOLDINGS, INC. SHAREHOLDER 12/2020 > 75%
Magee, Michael, Joseph Individual – CHIEF FINANCIAL OFFICER 12/2021 < 5%

No. Employees, Historic

4002000202020212022202320242025270 on 3/30/2020270 on 2/25/2021279 on 3/29/2021319 on 3/28/2022319 on 6/6/2022319 on 2/9/2023319 on 3/29/2023319 on 3/30/2023319 on 4/28/2023319 on 2/9/2024373 on 3/22/2024

RAUM, Historic

50B25B020202021202220232024202536933189000 on 3/30/202036933189000 on 2/25/202143421052000 on 3/29/202149836256000 on 3/28/202249836256000 on 6/6/202249836256000 on 2/9/202339022162565 on 3/29/202339022162565 on 3/30/202339022162565 on 4/28/202339022162565 on 2/9/202438629858981 on 3/22/2024

No. Clients, Historic

6030020202021202220232024202536 on 3/30/202036 on 2/25/202146 on 3/29/202146 on 3/28/202246 on 6/6/202246 on 2/9/202352 on 3/29/202352 on 3/30/202352 on 4/28/202352 on 2/9/202451 on 3/22/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLSTATE CORP COM 160K 1K N/A
AMERIS BANCORP COM 2M 30K N/A
ARCH CAP GROUP LTD ORD 2M 20K N/A
AXOS FINANCIAL INC COM 572K 10K N/A
BANC OF CALIFORNIA INC COM 17M 1M N/A
BANKUNITED INC COM 293K 10K N/A
CBRE GROUP INC CL A 2M 18K N/A
CBRE GROUP INC CL A 2M 20K N/A
CHUBB LIMITED COM 2M 7K N/A
CHUBB LIMITED COM 2M 8K N/A
D R HORTON INC COM 1M 10K N/A
ENACT HLDGS INC COM 81M 3M N/A
ESSENT GROUP LTD COM 1M 25K N/A
FINANCIAL INSTNS INC COM 534K 28K N/A
FIRST AMERN FINL CORP COM 1M 20K N/A
FIRST AMERN FINL CORP COM 2M 31K N/A
FIRST HORIZON CORPORATION COM 822K 52K N/A
GLOBE LIFE INC COM 2M 25K N/A
GUILD HLDGS CO CL A 19M 1M N/A
HUNTINGTON BANCSHARES INC COM 989K 75K N/A
HUNTINGTON BANCSHARES INC COM 2M 150K N/A
ISHARES TR MORTGE REL ETF 1M 65K N/A
ISHARES TR U.S. REAL ES ETF 2M 24K N/A
ISHARES TR US HOME CONS ETF 1M 13K N/A
ISHARES TR U.S. REAL ES ETF 25M 290K N/A
JONES LANG LASALLE INC COM 616K 3K N/A
JONES LANG LASALLE INC COM 1M 5K N/A
JPMORGAN CHASE & CO. COM 1M 6K N/A
JPMORGAN CHASE & CO. COM 2M 11K N/A
MFA FINL INC COM 851K 80K N/A
NEW YORK CMNTY BANCORP INC COM 24M 8M N/A
PROSPERITY BANCSHARES INC COM 1M 23K N/A
PULTE GROUP INC COM 1M 10K N/A
RITHM CAPITAL CORP COM NEW 2M 140K N/A
SELECT SECTOR SPDR TR ENERGY 22M 529K N/A
SELECT SECTOR SPDR TR SBI INT-UTILS 2M 50K N/A
SPDR S&P 500 ETF TR TR UNIT 32M 60K N/A
SPDR SER TR S&P REGL BKG 6M 125K N/A
SPDR SER TR S&P REGL BKG 8M 170K N/A
STEWART INFORMATION SVCS COR COM 993K 16K N/A
TOLL BROTHERS INC COM 576K 5K N/A
TRUIST FINL CORP COM 680K 18K N/A
TRUIST FINL CORP COM 971K 25K N/A
WEBSTER FINL CORP COM 3M 63K N/A
WEBSTER FINL CORP COM 3M 70K N/A
WINTRUST FINL CORP COM 2M 18K N/A