ROARK CAPITAL MANAGEMENT, LLC
Adviser information for ROARK CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 123 |
|---|---|
| Investment Advisory/Research | 87 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $31.9B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $31.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $31.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 43 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73653 |
|---|---|
| SEC ERA File Number | 801-73653 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160368 |
| Legal Entity Identifier | None |
Principal Office
1180 PEACHTREE STREET NESUITE 2500
ATLANTA
GA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 404-591-5200, Fax: 404-591-5201
Chief Compliance Officer
LOUIS J. MATTHEWS
ASSOCIATE GENERAL COUNSEL
1180 PEACHTREE STREET NE
SUITE 2500
ATLANTA
GA
United States
Tel:
404-591-5200
Fax:
404-591-5201
L********@***************M
(Full email address available in API data)
Regulatory Contact
STEPHEN D. ARONSON
MANAGING DIRECTOR AND GENERAL COUNSEL
1180 PEACHTREE STREET NE
SUITE 2500
ATLANTA
GA
United States
Tel:
404-591-5200
Fax:
404-591-5201
S**@***************M
(Full email address available in API data)
Industry Affiliates
| ROARK CAPITAL GENPAR CF LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR II LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR II SIDECAR LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR III LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR V LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK CAPITAL GENPAR VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROARK DIVERSIFIED RESTAURANT GENPAR II LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROARK CAPITAL PARTNERS CF LP | Private Equity Fund | $3,047.6M | $5.0M | 96 |
| ROARK CAPITAL PARTNERS CF RI LP | Private Equity Fund | $1,562.2M | $5.0M | 45 |
| ROARK CAPITAL PARTNERS II SIDECAR LP | Private Equity Fund | $3,354.3M | $5.0M | 92 |
| ROARK CAPITAL PARTNERS II, LP | Private Equity Fund | $552.8M | $5.0M | 64 |
| ROARK CAPITAL PARTNERS III LP | Private Equity Fund | $2,639.0M | $5.0M | 105 |
| ROARK CAPITAL PARTNERS IV LP | Private Equity Fund | $3,733.5M | $5.0M | 130 |
| ROARK CAPITAL PARTNERS PARALLEL II, LP | Private Equity Fund | $3.8M | $0.0M | 13 |
| ROARK CAPITAL PARTNERS V (OS) LP | Private Equity Fund | $2,842.3M | $5.0M | 49 |
| ROARK CAPITAL PARTNERS V (T) LP | Private Equity Fund | $4,461.5M | $5.0M | 130 |
| ROARK CAPITAL PARTNERS V (TE) LP | Private Equity Fund | $1,456.6M | $5.0M | 51 |
| ROARK CAPITAL PARTNERS VI (OS) LP | Private Equity Fund | $1,577.2M | $10.0M | 31 |
| ROARK CAPITAL PARTNERS VI (T) LP | Private Equity Fund | $3,410.3M | $10.0M | 106 |
| ROARK CAPITAL PARTNERS VI (TE) LP | Private Equity Fund | $835.9M | $10.0M | 27 |
| ROARK DIVERSIFIED RESTAURANT FUND II LP | Private Equity Fund | $2,450.6M | $5.0M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARONSON, STEPHEN, D. | Individual | – | MANAGING DIRECTOR AND GENERAL COUNSEL | 02/2005 | < 5% |
| ARONSON, NEAL, KEITH | Individual | RCM MANAGER LLC | MANAGING MEMBER | 01/2015 | > 75% |
| RCM MANAGER LLC | Domestic Entity | – | MANAGING MEMBER | 01/2015 | > 75% |
| MATTHEWS, LOUIS, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 12/2022 | < 5% |
| LEE, WESLEY, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER | 12/2022 | < 5% |