NEWSTONE CAPITAL PARTNERS, LLC
Adviser information for NEWSTONE CAPITAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73667 |
|---|---|
| SEC ERA File Number | 801-73667 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161068 |
| Legal Entity Identifier | None |
Principal Office
3963 MAPLE AVENUESUITE 100
DALLAS
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 214-753-4300, Fax: 214-753-4399
Websites
Chief Compliance Officer
TIMOTHY M CONNOR
CHIEF FINANCIAL OFFICER
3963 MAPLE AVENUE
SUITE 100
DALLAS
TX
United States
Tel:
214-753-4320
Fax:
214 753-4399
T**@***********M
(Full email address available in API data)
Regulatory Contact
GRANT JOHNSON
MANAGING DIRECTOR
3963 MAPLE AVENUE
SUITE 100
DALLAS
TX
United States
Tel:
214-753-4300
Fax:
214-753-4399
G**@***********M
(Full email address available in API data)
Industry Affiliates
| NEWSTONE PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEWSTONE PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEWSTONE PARTNERS IV, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWSTONE CAPITAL PARTNERS II, L.P. | Private Equity Fund | $49.5M | $5.0M | 60 |
| NEWSTONE CAPITAL PARTNERS III-A, L.P. | Private Equity Fund | $6.9M | $5.0M | 6 |
| NEWSTONE CAPITAL PARTNERS III-B, L.P. | Private Equity Fund | $186.9M | $5.0M | 10 |
| NEWSTONE CAPITAL PARTNERS III, L.P. | Private Equity Fund | $125.0M | $5.0M | 28 |
| NEWSTONE CAPITAL PARTNERS IV-B, LP | Private Equity Fund | $306.0M | $5.0M | 10 |
| NEWSTONE CAPITAL PARTNERS IV, LP | Private Equity Fund | $186.7M | $5.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCCHIO, JOHN, CROWLEY | Individual | – | CO-FOUNDER AND MANAGING DIRECTOR | 04/2006 | 50-75% |
| COSTELLO, TIMOTHY, P. | Individual | – | CO-FOUNDER AND MANAGING DIRECTOR | 04/2006 | 50-75% |
| CONNOR, TIMOTHY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 02/2017 | < 5% |