VICTORY PARK CAPITAL
VICTORY PARK CAPITAL ADVISORS, LLC Legal Name
Adviser information for VICTORY PARK CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 57 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 41 | $4.6B |
| Non-Discretionary | 2 | $26.1M |
| Total | 43 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 38 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $65.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
150 NORTH RIVERSIDE PLAZASUITE 5200
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 P.M.
Tel: 312-701-1777, Fax: 312-701-0794
Chief Compliance Officer
OLIBIA STAMATOGLOU
CHIEF FINANCIAL OFFICER
150 NORTH RIVERSIDE PLAZA
SUITE 5200
CHICAGO
IL
United States
Tel:
312-701-1777
Fax:
312-701-0794
O***********@*********************M
(Full email address available in API data)
Industry Affiliates
| AVES SPECIAL OPPORTUNITIES FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SVS OPPORTUNITY FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TRIUMPH CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VICTORY PARK GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VICTORY PARK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VPC ASSET BACKED OPPORTUNISTIC GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC CIBS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC COV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC FUND II CARRY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND C-2 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP C, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP G-2, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP G, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP M, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND GP W, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND L GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND P GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC INVESTOR FUND S GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC LEGAL FINANCE FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC PRIVATE DEBT FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC SPECIAL OPPORTUNITIES FUND III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC SPECIALTY FINANCE FUND GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC SPECIALTY FINANCE FUND GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC SPECIALTY LENDING FEEDER FUND (NE) GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC SYNTHESIS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VPC UGP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVES DIRECT INVESTMENT, L.P | Private Equity Fund | $21.2M | $0.0M | 17 |
| AVES SPECIAL OPPORTUNITIES FUND I, L.P | Private Equity Fund | $46.2M | $5.0M | 8 |
| DAYOFHAY. LLC | Private Equity Fund | $7.7M | $0.0M | 48 |
| SVS OPPORTUNITY FUND, L.P. | Private Equity Fund | $1.4M | $0.1M | 3 |
| VPC ASSET BACKED OPPORTUNISTIC CREDIT FUND (LEVERED) II, L.P. | Private Equity Fund | $27.1M | $10.0M | 14 |
| VPC ASSET BACKED OPPORTUNISTIC CREDIT FUND (LEVERED), L.P. | Private Equity Fund | $718.5M | $0.3M | 53 |
| VPC ASSET BACKED OPPORTUNISTIC CREDIT FUND II, L.P. | Private Equity Fund | $213.3M | $10.0M | 2 |
| VPC ASSET BACKED OPPORTUNISTIC CREDIT FUND, L.P. | Private Equity Fund | $562.0M | $0.5M | 8 |
| VPC ASSET BACKED OPPORTUNISTIC CREDIT OFFSHORE FUND, L.P. | Private Equity Fund | $124.6M | $9.5M | 2 |
| VPC CIBS, LP | Private Equity Fund | $37.7M | $0.1M | 48 |
| VPC COV, L.P. | Private Equity Fund | $129.6M | $10.0M | 3 |
| VPC FUND II, L.P. | Private Equity Fund | $33.6M | $0.5M | 42 |
| VPC INTERMEDIATE FUND II (CAYMAN), L.P. | Private Equity Fund | $18.6M | $0.5M | 13 |
| VPC INVESTOR FUND B, LLC | Private Equity Fund | $25.7M | $300.0M | 2 |
| VPC INVESTOR FUND C-2, L.P. | Private Equity Fund | $79.5M | $53.3M | 4 |
| VPC INVESTOR FUND C, L.P. | Private Equity Fund | $95.4M | $2.0M | 15 |
| VPC INVESTOR FUND G-1, L.P. | Private Equity Fund | $12.3M | $75.0M | 4 |
| VPC INVESTOR FUND G-2, L.P | Private Equity Fund | $90.7M | $4.5M | 3 |
| VPC INVESTOR FUND L, L.P. | Private Equity Fund | $221.3M | $187.5M | 2 |
| VPC INVESTOR FUND M, LP | Private Equity Fund | $310.8M | $0.1M | 2 |
| VPC INVESTOR FUND P, L.P. | Private Equity Fund | $99.7M | $0.1M | 2 |
| VPC INVESTOR FUND S, L.P. | Private Equity Fund | $235.5M | $0.1M | 31 |
| VPC INVESTOR FUND W, L.P | Private Equity Fund | $102.1M | $0.5M | 3 |
| VPC LEGAL FINANCE FUND, L.P. | Private Equity Fund | $140.3M | $1.0M | 2 |
| VPC OFFSHORE UNLEVERAGED PRIVATE DEBT FUND, L.P. | Private Equity Fund | $0.3M | $3.5M | 7 |
| VPC ONSHORE SPECIALTY FINANCE FUND II, L.P. | Private Equity Fund | $32.2M | $0.1M | 125 |
| VPC ONSHORE SPECIALTY FINANCE FUND III, L.P. | Private Equity Fund | $15.5M | $0.1M | 9 |
| VPC SPECIAL OPPORTUNITIES FUND III ONSHORE, L.P. | Private Equity Fund | $181.5M | $0.1M | 27 |
| VPC SPECIALTY LENDING FUND (NE), LTD. | Hedge Fund | $0.4M | $1.0M | 3 |
| VPC SPECIALTY LENDING INVESTMENTS PLC | LONDON STOCK EXCHANGE LISTED FUND | $343.2M | $0.0M | 0 |
| VPC SYNTHESIS, L.P. | Private Equity Fund | $532.0M | $500.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVY, RICHARD, NEIL | Individual | – | CEO, MANAGING PARTNER | 09/2007 | < 5% |
| CARROLL, BRENDAN, FRANCIS | Individual | – | SENIOR PARTNER | 09/2007 | < 5% |
| SCHNEIDER, JEFFREY, EDWARD | Individual | – | CHIEF OPERATING OFFICER | 01/2018 | < 5% |
| LEVY, RICHARD, NEIL | Individual | RICHARD N. LEVY REVOCABLE TRUST U/A/D MAY 18, 2011 | TRUSTEE | 12/2017 | |
| ZEMNICK, SCOTT, RUSSELL | Individual | – | GENERAL COUNSEL | 09/2008 | < 5% |
| CARROLL, BRENDAN, FRANCIS | Individual | BRENDAN F. CARROLL REVOCABLE TRUST U/A/D JUNE 20, 2007 | TRUSTEE | 12/2017 | |
| VICTORY PARK CAPITAL ADVISORS MANAGEMENT, L.P. | Domestic Entity | – | MEMBER | 12/2017 | 50-75% |
| VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2017 | < 5% |
| RICHARD N. LEVY REVOCABLE TRUST U/A/D MAY 18, 2011 | Domestic Entity | VICTORY PARK CAPITAL ADVISORS MANAGEMENT, L.P. | LIMITED PARTNER | 12/2017 | 50-75% |
| BRENDAN F. CARROLL REVOCABLE TRUST U/A/D JUNE 20, 2007 | Domestic Entity | VICTORY PARK CAPITAL ADVISORS MANAGEMENT, L.P. | LIMITED PARTNER | 12/2017 | 25-50% |
| VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC | Domestic Entity | VICTORY PARK CAPITAL ADVISORS MANAGEMENT, L.P. | GENERAL PARTNER | 12/2017 | |
| RICHARD N. LEVY REVOCABLE TRUST U/A/D MAY 18, 2011 | Domestic Entity | VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC | MANAGING MEMBER | 12/2017 | 50-75% |
| BRENDAN F. CARROLL REVOCABLE TRUST U/A/D JUNE 20, 2007 | Domestic Entity | VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC | MEMBER | 12/2017 | 25-50% |
| NORTHERN LIGHTS MIDCO, LLC | Domestic Entity | – | MEMBER | 07/2018 | 10-25% |
| AURORA TRUST | Foreign Entity | NORTHERN LIGHTS MIDCO, LLC | MEMBER | 11/2014 | > 75% |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | Foreign Entity | AURORA TRUST | TRUSTEE | 11/2014 | |
| PACIFIC CURRENT GROUP LIMITED | Foreign Entity | AURORA TRUST | UNITHOLDER | 11/2014 | 50-75% |
| STAMATOGLOU, OLIBIA, NMN | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |