SHERBORNE INVESTORS MANAGEMENT LP
Adviser information for SHERBORNE INVESTORS MANAGEMENT LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $732.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $732.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $732.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
135 EAST 57TH STREET32ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: 212-735-1000, Fax: 212-735-1001
Websites
Chief Compliance Officer
STEVEN PERL
CHIEF FINANCIAL OFFICER
135 EAST 57TH STREET
32ND FLOOR
NEW YORK
NY
United States
Tel:
212-735-1000
S****@*********************M
(Full email address available in API data)
Regulatory Contact
STEPHEN WELKER
DIRECTOR OF RESEARCH
135 EAST 57TH STREET
32ND FLOOR
NEW YORK
NY
United States
Tel:
212-735-1000
Fax:
212-735-1001
S******@*********************M
(Full email address available in API data)
Industry Affiliates
| SHERBORNE INVESTORS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWBURY INVESTORS LLC | TURNAROUND INVESTMENT FUND | $730.8M | $0.0M | 2 |
| SIGC LLC | TURNAROUND INVESTMENT FUND | $1.6M | $0.0M | 3 |
| WHISTLE INVESTORS (GUERNSEY) LP INCORPORATED | TURNAROUND INVESTMENT FUND | $0.1M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAMSON, EDWARD, JOHN | Individual | – | PORTFOLIO MANAGER | 05/2006 | 50-75% |
| WELKER, STEPHEN, L | Individual | – | DIRECTOR OF RESEARCH | 01/2010 | 25-50% |
| SHERBORNE INVESTORS MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER OF REGISTRANT | 05/2006 | < 5% |
| BRAMSON, EDWARD, JOHN | Individual | SHERBORNE INVESTORS MANAGEMENT GP, LLC | MANAGING MEMBER | 05/2006 | 50-75% |
| WELKER, STEPHEN, L | Individual | SHERBORNE INVESTORS MANAGEMENT GP, LLC | MANAGING DIRECTOR | 03/2013 | 25-50% |
| PERL, STEVEN, JAY | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| NAVIENT CORP | COM STOCK | 429M | 29M | 1, 2, 3 |