OCEANIC INVESTMENT MANAGEMENT LIMITED
Adviser information for OCEANIC INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Isle of Man |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $116.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $116.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $116.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73687 |
|---|---|
| SEC ERA File Number | 801-73687 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160287 |
| Legal Entity Identifier | 5493007QAMRSTCU8UX33 |
Principal Office
ST. GEORGE'S COURTUPPER CHURCH STREET
DOUGLAS
Isle of Man
Monday - Friday, 09.00 - 17.30
Tel: +44 1624 663616, Fax: +44 1624 663918
Chief Compliance Officer
ANTHONY DAVID HAYNES
CFO & IOM COO
ST. GEORGE'S COURT
UPPER CHURCH STREET
DOUGLAS
Isle of Man
Tel:
+44 1624 643155
Fax:
+44 1624 663918
A*************@*********M
(Full email address available in API data)
Regulatory Contact
MICHAEL IAN RODGERS
COMPLIANCE MANAGER
ST. GEORGE'S COURT
UPPER CHURCH STREET
DOUGLAS
Isle of Man
Tel:
+44 1624 643156
Fax:
+44 1624 663918
M**************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCEANIC HEDGE FUND | Hedge Fund | $89.3M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAHDE, ALF, CATO | Individual | – | DIRECTOR | 01/2003 | < 5% |
| HAYNES, ANTHONY, DAVID | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SHAREHOLDER | 05/2008 | 5-10% |
| BEZANCE, MAX, WILSON | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2021 | 10-25% |
| DYMIC INTERNATIONAL INCORPORATED | Foreign Entity | – | SHAREHOLDER | 01/2006 | 5-10% |
| ANDREASSON, LARS, JONAS | Individual | – | SHAREHOLDER | 01/2006 | 10-25% |
| VERGOTTIS, ANDREAS, ROKOS | Individual | – | SHAREHOLDER | 01/2006 | 10-25% |
| STONE, ANDREW, CHARLES | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2021 | 10-25% |
| POULMENTIS, PETROS, MICHAEL | Individual | – | NON-EXECUTIVE DIRECTOR | 10/2021 | < 5% |
| RODGERS, MICHAEL, IAN | Individual | – | SHAREHOLDER | 10/2021 | < 5% |
| OIM STAFF TRUST NO.1 | Foreign Entity | – | SHAREHOLDER | 10/2021 | < 5% |
| HAYNES, ANTHONY, DAVID | Individual | – | TRUSTEE | 10/2021 | < 5% |
| RODGERS, MICHAEL, IAN | Individual | – | TRUSTEE | 10/2021 | < 5% |
| Vatnamot, Asbjorn, Thorsen | Individual | – | SHAREHOLDER | 10/2022 | 10-25% |