ROSE GROVE CAPITAL MANAGEMENT, LLC
Adviser information for ROSE GROVE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73698 |
|---|---|
| SEC ERA File Number | 801-73698 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156572 |
| Legal Entity Identifier | LCRP2FU30ZJ0KVP0SB64 |
Principal Office
40 GROVE STREETSUITE 170
WELLESLEY
MA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 781-304-1600, Fax: 781-304-1601
Websites
Chief Compliance Officer
SUSAN PETROVIC
CHIEF COMPLIANCE OFFICER
40 GROVE STREET
SUITE 170
WELLESLEY
MA
United States
Tel:
781-304-1603
Fax:
781-304-1601
S********@*******************M
(Full email address available in API data)
Industry Affiliates
| ROSE GROVE GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAMERON CAYMAN FUND LIMITED | Hedge Fund | $19.3M | $0.1M | 3 |
| ROSE GROVE HENLEY MASTER FUND LP | Hedge Fund | $75.4M | $1.0M | 17 |
| ROSE GROVE OFFSHORE FUND I, LTD. | Hedge Fund | $395.3M | $1.0M | 57 |
| ROSE GROVE PARTNERS I, LP | Hedge Fund | $1,139.1M | $1.0M | 93 |
| ROSE GROVE WELLESLEY MASTER FUND LP | Hedge Fund | $104.1M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETROVIC, SUSAN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 09/2006 | < 5% |
| PASCUCCI, MICHAEL, PHILIP | Individual | ROSE GROVE CAPITAL HOLDINGS, LP | PRINCIPAL/PORTFOLIO MANAGER | 08/2006 | 25-50% |
| PASCUCCI, HOPE, EIGHMY | Individual | ROSE GROVE CAPITAL HOLDINGS, LP | PRINCIPAL/PRESIDENT | 06/2007 | > 75% |
| ROSE GROVE CAPITAL HOLDINGS, LP | Domestic Entity | – | MANAGING MEMBER | 12/2014 | > 75% |
| RGGP INC. | Domestic Entity | ROSE GROVE CAPITAL HOLDINGS, LP | GENERAL PARTNER | 12/2014 | |
| PASCUCCI, HOPE, EIGHMY | Individual | – | PRINCIPAL/PRESIDENT | 06/2007 | < 5% |
| PASCUCCI, MICHAEL, PHILIP | Individual | – | PRINCIPAL/PORTFOLIO MANAGER | 06/2007 | < 5% |
| PASCUCCI, MICHAEL, PHILIP | Individual | RGGP INC. | PRINCIPAL/PORTFOLIOMANAGER | 08/2006 | 25-50% |
| PASCUCCI, HOPE, EIGHMY | Individual | RGGP INC. | PRINCIPAL/PRESIDENT | 06/2007 | > 75% |