LYONROSS CAPITAL MANAGEMENT, LLC
Adviser information for LYONROSS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $466.3M |
| Total | 1 | $466.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $466.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Selection of other advisers (including private fund managers)PORTFOLIO MANAGEMENT FOR SEPARATELY MANAGED ACCOUNTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73706 |
|---|---|
| SEC ERA File Number | 801-73706 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156637 |
| Legal Entity Identifier | None |
Principal Office
445 HAMILTON AVENUESUITE 1102
WHITE PLAINS
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-218-3950, Fax: None
Websites
Chief Compliance Officer
TALINE FESTEKJIAN
445 HAMILTON AVENUE
SUITE 1102
WHITE PLAINS
NY
United States
Tel:
212-218-3950
T**********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLAYFAIR, PIERS, NIGEL | Individual | – | CHIEF INVESTMENT OFFICER | 01/2007 | < 5% |
| PLAYFAIR, PIERS, NIGEL | Individual | LYONROSS HOLDINGS LLC | MANAGING MEMBER | 01/2007 | > 75% |
| LCM CAPITAL HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2012 | > 75% |
| LYONROSS HOLDINGS LLC | Domestic Entity | LCM CAPITAL HOLDINGS, LLC | MANAGING MEMBER | 09/2012 | 50-75% |
| FESTEKJIAN, TALINE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2012 | < 5% |
| BLISS, TIMOTHY | Individual | – | COO AND HEAD OF RESEARCH | 01/2016 | < 5% |