AETNA ASSET ADVISORS, LLC
Adviser information for AETNA ASSET ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $308.0M |
| Non-Discretionary | 1 | $5.2M |
| Total | 4 | $313.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $171.1M |
| Pension and profit sharing plans | 1 | $142.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-73710 |
|---|---|
| SEC ERA File Number | 801-73710 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161282 |
| Legal Entity Identifier | None |
Principal Office
151 FARMINGTON AVENUERTAA
HARTFORD
CT
United States
Monday - Friday, 7:00AM - 4:00 PM
Tel: 860-273-4631, Fax: 860-262-7430
Chief Compliance Officer
HOWARD JOSEPH NIXON
151 FARMINGTON AVENUE
RTAA
HARTFORD
CT
United States
Tel:
860-273-2200
Fax:
860-262-7430
N******@************M
(Full email address available in API data)
Regulatory Contact
MARILYN K. GRODY
SECRETARY
151 FARMINGTON AVENUE
RW61
HARTFORD
CT
United States
Tel:
860-273-2008
Fax:
860-262-9214
G******@********M
(Full email address available in API data)
Industry Affiliates
| AETNA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AETNA HEALTH AND LIFE INSURANCE COMPANY | Insurance company or agency |
| AETNA LIFE INSURANCE COMPANY | Insurance company or agency |
| AETNA RISK ASSURANCE COMPANY OF CONNECTICUT INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NIXON, HOWARD, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2011 | < 5% |
| MORTILLARO, JEFFREY | Individual | – | TREASURER | 06/2011 | < 5% |
| AETNA FINANCIAL HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 02/2008 | > 75% |
| AETNA INC. | Domestic Entity | AETNA FINANCIAL HOLDINGS, LLC | OWNER | 02/2008 | > 75% |
| CVS HEALTH CORPORATION | Domestic Entity | AETNA INC. | OWNER | 11/2018 | > 75% |
| MCCARTHY, STEPHEN, DENNIS | Individual | – | VICE PRESIDENT | 02/2019 | < 5% |
| Holt, Thomas, Gilbert | Individual | – | PRESIDENT | 11/2019 | < 5% |
| CVS PHARMACY INC. | Domestic Entity | AETNA INC. | OWNER | 11/2018 | > 75% |