SNOW PHIPPS GROUP, LLC
Adviser information for SNOW PHIPPS GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCONSULTING AND MONITORING FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
545 MADISON AVENUE10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-508-3300, Fax: 212-508-3301
Websites
Chief Compliance Officer
ALISEN PAPPALARDO
545 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-508-3308
A**********@*****************M
(Full email address available in API data)
Industry Affiliates
| SNOW PHIPPS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SNOW PHIPPS GP III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SPG GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRUARC PARTNERS, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SNOW PHIPPS GROUP (B), L.P. | Private Equity Fund | $2.1M | $0.0M | 3 |
| SNOW PHIPPS GROUP (OFFSHORE), L.P. | Private Equity Fund | $2.3M | $0.0M | 6 |
| SNOW PHIPPS GROUP (RPV), L.P. | Private Equity Fund | $17.2M | $0.0M | 4 |
| SNOW PHIPPS GROUP AIV (OFFSHORE), L.P. | Private Equity Fund | $6.0M | $0.0M | 3 |
| SNOW PHIPPS GROUP AIV, L.P. | Private Equity Fund | $262.2M | $0.0M | 86 |
| SNOW PHIPPS GROUP, L.P. | Private Equity Fund | $70.5M | $0.0M | 87 |
| SNOW PHIPPS II AIV, L.P. | Private Equity Fund | $288.2M | $0.0M | 81 |
| SNOW PHIPPS II, L.P. | Private Equity Fund | $139.1M | $0.0M | 90 |
| SNOW PHIPPS III AIV, LP | Private Equity Fund | $4.0M | $0.0M | 51 |
| SNOW PHIPPS III, L.P. | Private Equity Fund | $810.7M | $0.0M | 57 |
| SPG CO-INVESTMENT, L.P. | Private Equity Fund | $1.4M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SNOW, IAN, KENDALL | Individual | – | CEO | 04/2005 | < 5% |
| PHIPPS, OGDEN | Individual | – | MANAGING DIRECTOR | 04/2005 | < 5% |
| SNOW MANAGEMENT CO LLC | Domestic Entity | – | MANAGING MEMBER | 05/2010 | 25-50% |
| OGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 | Domestic Entity | – | MEMBER | 01/2006 | 10-25% |
| SNOW, IAN, KENDALL | Individual | SNOW MANAGEMENT CO LLC | MEMBER | 05/2010 | > 75% |
| BESSEMER TRUST COMPANY, N.A. | Domestic Entity | – | TRUSTEE OF OGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 | 01/2006 | < 5% |
| BESSEMER GROUP, INC. | Domestic Entity | BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | 01/2006 | > 75% |
| Pappalardo, Alisen | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| MANTEL, ALAN, HARRIS | Individual | – | MEMBER | 05/2021 | 10-25% |
| PLESS, JOHN, ANTHONY | Individual | – | MEMBER | 05/2021 | 10-25% |
| DWORKIN, JONATHAN, SCOTT | Individual | – | CHIEF FINANICAL OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Laureate Education Inc | COMMON STOCK | 40M | 3M | – |
| Velocity Financial Inc | COM | 220M | 12M | – |