PATRIOT FINANCIAL MANAGER, L.P.
Adviser information for PATRIOT FINANCIAL MANAGER, L.P. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesDIRECTOR FEES |
Identifiers
| SEC RIA File Number | 801-73715 |
|---|---|
| SEC ERA File Number | 801-73715 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159818 |
| Legal Entity Identifier | 0001431719 |
Principal Office
FOUR RADNOR CORPORATE CENTER100 MATSONFORD ROAD SUITE 210
RADNOR
PA
United States
Monday - Friday, 9 AM - 5PM EST
Tel: 215-399-4650, Fax: None
Websites
Chief Compliance Officer
MICHELLE W. VAUGHN
CHIEF COMPLIANCE OFFICER
FOUR CORPORATE CORPORATE CENTER - 100 MATSONFORD
SUITE 210
RADNOR
PA
United States
Tel:
(215) 609-3365
Fax:
(215) 609 3370
M******@************M
(Full email address available in API data)
Regulatory Contact
JAMES MURPHY
CHIEF FINANCIAL OFFICER
FOUR RADNOR CORPORATE CENTER 100 MATSONFORD ROAD
SUITE 210
RADNOR
PA
United States
Tel:
(215) 399-4676
J******@************M
(Full email address available in API data)
Industry Affiliates
| PATRIOT FINANCIAL PARTNERS GP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FINANCIAL PARTNERS GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FINANCIAL PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FINANCIAL PARTNERS GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FINANCIAL PARTNERS GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FINANCIAL PARTNERS GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FREEDOM GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PATRIOT FREEDOM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PATRIOT FINANCIAL PARTNERS II, L.P. | Private Equity Fund | $101.4M | $1.0M | 74 |
| PATRIOT FINANCIAL PARTNERS III, L.P. | Private Equity Fund | $594.1M | $1.0M | 104 |
| PATRIOT FINANCIAL PARTNERS IV, LP | Private Equity Fund | $285.9M | $1.0M | 61 |
| PATRIOT FINANCIAL PARTNERS PARALLEL II, LP | Private Equity Fund | $12.1M | $1.0M | 46 |
| PATRIOT FINANCIAL PARTNERS PARALLEL IV, L.P. | Private Equity Fund | $45.5M | $1.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUBERT, IRA, MARK | Individual | – | LIMITED PARTNER | 12/2007 | 10-25% |
| PATRIOT FINANCIAL MANAGER, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2007 | < 5% |
| LYNCH, JAMES, JOSEPH | Individual | – | LIMITED PARTNER | 12/2007 | 25-50% |
| WYCOFF, WALTER, KIRK | Individual | – | LIMITED PARTNER | 12/2007 | 25-50% |
| WYCOFF, WALTER, KIRK | Individual | PATRIOT FINANCIAL MANAGER, LLC | MEMBER | 12/2007 | 25-50% |
| LYNCH, JAMES, JOSEPH | Individual | PATRIOT FINANCIAL MANAGER, LLC | MEMBER | 12/2007 | 25-50% |
| ROSS, HOWARD, DAVID | Individual | – | LIMITED PARTNER | 12/2007 | 5-10% |
| LEHR, SETH, JONATHAN | Individual | – | LIMITED PARTNER | 12/2007 | 5-10% |
| ADLER, DEAN, STEWART | Individual | – | LIMITED PARTNER | 12/2007 | < 5% |
| HOLLIN, MITCHELL, LOUIS | Individual | – | LIMITED PARTNER | 12/2007 | < 5% |
| VAUGHN, MICHELLE, WOODS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2012 | < 5% |
| MURPHY, JAMES, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 12/2014 | < 5% |