ASCRIBE MANAGEMENT LLC
Adviser information for ASCRIBE MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $252.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $252.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $252.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73718 |
|---|---|
| SEC ERA File Number | 801-73718 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160650 |
| Legal Entity Identifier | None |
Principal Office
590 MADISON AVENUE38TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5:30 PM
Tel: 212-476-8000, Fax: 212-455-9715
Chief Compliance Officer
JEREMY B. MACO
590 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-476-8091
Fax:
212-697-5524
J****@**********************M
(Full email address available in API data)
Regulatory Contact
ERIC L. SCHONDORF
MANAGING DIRECTOR & GENERAL COUNSEL
590 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-476-8078
Fax:
212-697-7214
E*********@*****************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN SECURITIES LLC | Other investment adviser, including financial planners |
| AS BIRCH GROVE LP | Other investment adviser, including financial planners |
| ASCRIBE ASSOCIATES II LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASCRIBE CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCRIBE II ALTERNATIVE INVESTMENTS, L.P. | Private Equity Fund | $60.6M | $5.0M | 70 |
| ASCRIBE OPPORTUNITIES FUND II (B), LP | Private Equity Fund | $8.4M | $5.0M | 31 |
| ASCRIBE OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $183.3M | $5.0M | 70 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERICAN SECURITIES LLC | Domestic Entity | – | MANAGING MANAGER | 01/2006 | 50-75% |
| ASCP, LLC | Domestic Entity | AMERICAN SECURITIES HOLDINGS, LLC | MANAGING MEMBER | 01/2001 | |
| SCHONDORF, ERIC, L | Individual | – | MANAGING DIRECTOR & GENERAL COUNSEL | 01/2006 | < 5% |
| MICHAEL G FISCH 2006 REVOCABLE TRUST | Domestic Entity | AMERICAN SECURITIES LLC | MANAGING MEMBER | 01/2011 | |
| FISCH, MICHAEL, GERALD | Individual | MICHAEL G FISCH 2006 REVOCABLE TRUST | TRUSTEE | 02/2006 | |
| MACO, JEREMY, B | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| DOMONKOS, JOSEPH, A | Individual | – | CHIEF FINANCIAL OFFICER | 01/2014 | < 5% |
| AMERICAN SECURITIES HOLDINGS, LLC | Domestic Entity | AMERICAN SECURITIES LLC | SOLE MEMBER | 10/2018 | > 75% |
| BERGER, JONATHAN, ISRAEL | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 06/2021 | < 5% |
| FINK, ANDREW, ADAM | Individual | – | PRESIDENT | 06/2021 | < 5% |
| BIRCH GROVE CAPITAL HOLDINGS LP | Domestic Entity | – | NON-MANAGING MEMBER | 06/2021 | 50-75% |
| BG CAPITAL GP LLC | Domestic Entity | BIRCH GROVE CAPITAL HOLDINGS LP | GENERAL PARTNER | 06/2021 | |
| BERGER, JONATHAN, ISRAEL | Individual | BIRCH GROVE CAPITAL HOLDINGS LP | LIMITED PARTNER | 06/2021 | 50-75% |
| FINK, ANDREW, ADAM | Individual | BIRCH GROVE CAPITAL HOLDINGS LP | LIMITED PARTNER | 06/2021 | 25-50% |