EASTWARD CAPITAL PARTNERS, LLC

Adviser information for EASTWARD CAPITAL PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	6	$139.6M
Non-Discretionary	1	$26.5M
Total	7	$166.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	7	$166.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	Performance-based feesPERCENTAGE OF RETURNED CAPITAL

Identifiers

SEC RIA File Number	801-73730
SEC ERA File Number	801-73730
SEC CIK Numbers	None
SEC CRD Numbers	161422
Legal Entity Identifier	None

Principal Office

432 CHERRY STREET
WEST NEWTON
MA
United States

Monday - Friday, 8AM-5PM

Tel: 617-969-6700, Fax: 617-969-7900

Websites

www.eastwardcp.com www.linkedin.com/company/eastward-capital/about/

Chief Compliance Officer

MICHAEL DALE

CHIEF FINANCIAL OFFICER- ADMINISTRATIVE PARTNER

432 CHERRY STREET

WEST NEWTON

United States

Tel: 617-762-3608

Fax: 617-969-7900

M******@*************M

(Full email address available in API data)

Regulatory Contact

DENNIS CAMERON

SENIOR MANAGING DIRECTOR

432 CHERRY STREET

WEST NEWTON

United States

Tel: 617-762-3600

Fax: 617-969-7900

D*****@*************M

(Full email address available in API data)

Industry Affiliates

EASTWARD CAPITAL PARTNERS IX GP, LLC	Sponsor, GP, manager of pooled investment vehicles
EASTWARD CAPITAL PARTNERS VI GP, LLC	Sponsor, GP, manager of pooled investment vehicles
EASTWARD CAPITAL PARTNERS VII GP, LLC	Sponsor, GP, manager of pooled investment vehicles
EASTWARD CAPITAL PARTNERS VIII, GP, LLC	Sponsor, GP, manager of pooled investment vehicles
EASTWARD FUND MANAGEMENT, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
ACM ALAMOSA EASTWARD LLC	VENTURE DEBT	$7.0M	$0.0M	2
EASTWARD CAPITAL PARTNERS IX, LP	VENTURE DEBT	$72.4M	$0.0M	2
EASTWARD CAPITAL PARTNERS VI, LP	VENTURE DEBT	$1.0M	$0.1M	33
EASTWARD CAPITAL PARTNERS VII, LP	VENTURE DEBT	$1.7M	$0.1M	50
EASTWARD CAPITAL PARTNERS VIII, LP	VENTURE DEBT	$11.0M	$0.1M	49
EASTWARD INVESTORS, LLC	VENTURE DEBT	$26.5M	$0.0M	33
EASTWARD LEASING PARTNERS, LLC	VENTURE DEBT	$46.5M	$0.1M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
CAMERON, DENNIS, PATRICK	Individual	–	SENIOR MANAGING DIRECTOR	05/2004	< 5%
DALE, MICHAEL, FRANCIS	Individual	–	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	02/2012	< 5%
DPC MA BUSINESS TRUST, LLC	Domestic Entity	–	OWNER	05/2004	> 75%
CAMERON, DENNIS, PATRICK	Individual	DPC MA BUSINESS TRUST,LLC	MEMBER	05/2004	> 75%

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