Hedge Fund Database

ROCKWOOD CAPITAL, LLC

Adviser information for ROCKWOOD CAPITAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 74
Investment Advisory/Research 74
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $7.3B
Non-Discretionary 7 $3.6B
Total 26 $10.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 26 $10.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-73731
SEC ERA File Number 801-73731
SEC CIK Numbers None
SEC CRD Numbers 156663
Legal Entity Identifier None

Principal Office

140 EAST 45TH STREET
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00AM TO 5:30 PM
Tel: 212-402-8500, Fax: 929-296-7794

Websites

www.linkedin.com/company/43052 www.rockwoodcap.com

Chief Compliance Officer

MARTI BREIER
PARTNER, GENERAL COUNSEL, CORPORATE CHIEF COMPLIANCE OFFICER
1999 AVENUE OF THE STARS
SUITE 3425
LOS ANGELES
CA
United States
Tel: 310-228-6250
Fax: 310-228-6299
(Full email address available in API data)

Regulatory Contact

DAVID BECKER
MANAGING PARTNER
140 EAST 45TH STREET
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-402-8500
Fax: 929-296-7794
(Full email address available in API data)

Industry Affiliates

NEW ROCK CORE FUND GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles
NORTHROCK GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles
NORTHROCK II GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles
NORTHROCK IV GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD 655 NEW YORK AVENUE MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD CAPITAL PARTNERS (IX), LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD CAPITAL PARTNERS (X), LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD CAPITAL PARTNERS (XI), LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD CAPITAL PARTNERS (XII), LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD DEVELOPMENT PARTNERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD INCOME AND CREDIT PARTNERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD INCOME AND CREDIT PARTNERS II GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD INCOME AND CREDIT PARTNERS III GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD INCOME AND CREDIT PARTNERS V GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD INCOME AND CREDIT PARTNERS VI GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD MULTIFAMILY PARTNERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROCKWOOD TACTICAL CREDIT OPPORTUNITIES II GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEW ROCK CORE FUND, L.P. Real Estate Fund $539.5M $150.0M 2
NORTHROCK CORE FUND, LP Real Estate Fund $849.7M $600.0M 2
NORTHROCK FUND IV, LP Real Estate Fund $503.8M $400.0M 2
ROCKWOOD 655 NEW YORK AVENUE PARTNERS, LLC Real Estate Fund $111.9M $0.0M 2
ROCKWOOD CAPITAL EU PENSION REAL ESTATE PARTNERS FUND XI, SCSP Real Estate Fund $56.3M $10.0M 3
ROCKWOOD CAPITAL FUND X SIDE CAR, LP Real Estate Fund $30.7M $50.0M 2
ROCKWOOD CAPITAL NON-US REAL ESTATE PARTNERS FUND X, LP Real Estate Fund $77.4M $5.0M 2
ROCKWOOD CAPITAL NON-US REAL ESTATE PARTNERS FUND XI, LP Real Estate Fund $250.9M $10.0M 4
ROCKWOOD CAPITAL NON-US REAL ESTATE PARTNERS FUND XII, LP Real Estate Fund $201.6M $10.0M 2
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND IX-A, LP Real Estate Fund $5.7M $5.0M 2
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND IX, LP Real Estate Fund $115.9M $5.0M 34
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND X, LP Real Estate Fund $494.5M $5.0M 48
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND XI, LP Real Estate Fund $1,047.1M $10.0M 33
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND XII, LP Real Estate Fund $278.5M $10.0M 15
ROCKWOOD CREDIT CO-INVESTORS FIVE, L.P. Real Estate Fund $511.3M $0.0M 2
ROCKWOOD DEVELOPMENT PARTNERS, LP Real Estate Fund $716.7M $250.0M 2
ROCKWOOD INCOME AND CREDIT PARTNERS II, L.P Real Estate Fund $533.5M $0.0M 2
ROCKWOOD INCOME AND CREDIT PARTNERS III, LP Real Estate Fund $38.3M $0.0M 2
ROCKWOOD INCOME AND CREDIT PARTNERS V, LP Real Estate Fund $510.2M $0.0M 2
ROCKWOOD INCOME AND CREDIT PARTNERS VI, LP Real Estate Fund $913.7M $0.0M 2
ROCKWOOD INCOME AND CREDIT PARTNERS, LP Real Estate Fund $91.9M $5.0M 3
ROCKWOOD MULTIFAMILY PARTNERS, L.P. Real Estate Fund $1,627.0M $0.0M 5
ROCKWOOD NON-US INCOME AND CREDIT PARTNERS III, LP Real Estate Fund $235.0M $0.0M 4
ROCKWOOD TACTICAL CREDIT OPPORTUNITIES II, LP Real Estate Fund $1,002.8M $0.0M 2
ROCKWOOD XI CO-INVEST FUND, L.P. Real Estate Fund $166.0M $0.0M 2
SEVEN CROWN, LLC Real Estate Fund $0.0M $75.0M 1

Control Persons

Name Type Entity Title Since Ownership
BECKER, DAVID, IMMANUEL Individual – MANAGING PARTNER 06/2004 < 5%
SKILLINGS, TYSON, EVERETT Individual – MANAGING PARTNER 01/2010 < 5%
CHOU, JACLYN, CHRISTINE Individual – PARTNER, FINANCIAL OPERATIONS 01/2022 < 5%
BREIER, MARTI, ELLEN Individual – PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER 01/2022 < 5%
ROCKWOOD SECOND GENERATION PARTNERS, LP Domestic Entity – MEMBER 07/2022 25-50%
COLLIERS RW HOLDINGS INC Domestic Entity – MEMBER 07/2022 50-75%
COLLIERS INTERNATIONAL GROUP INC Foreign Entity COLLIERS RW HOLDINGS INC SHAREHOLDER 03/2022 > 75%

No. Employees, Historic

80400201920202021202220232024202552 on 4/10/201952 on 8/22/201952 on 3/30/202052 on 10/15/202052 on 3/31/202152 on 12/15/202152 on 12/15/202158 on 3/31/202258 on 7/22/202274 on 3/27/202374 on 7/17/202374 on 3/26/2024

RAUM, Historic

20B10B020192020202120222023202420257377459732 on 4/10/20197377459732 on 8/22/20198899706745 on 3/30/20208899706745 on 10/15/20209819686102 on 3/31/20219819686102 on 12/15/20219819686102 on 12/15/202110238181850 on 3/31/202210238181850 on 7/22/202212189557053 on 3/27/202312189557053 on 7/17/202310909787060 on 3/26/2024

No. Clients, Historic

30150201920202021202220232024202519 on 4/10/201921 on 8/22/201921 on 3/30/202021 on 10/15/202023 on 3/31/202123 on 12/15/202123 on 12/15/202127 on 3/31/202227 on 7/22/202227 on 3/27/202327 on 7/17/202326 on 3/26/2024