SRB CORPORATION

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	22	$3.9B
Non-Discretionary	0	$0
Total	22	$3.9B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	20	$3.6B
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$247.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	22
No. of Non-U.S. Clients	0

Services

Advisory Services	PORTFOLIO MANAGEMENT FOR PROPERTY & CASUALTY INSURANCE COMPANIES AND RELATED COMPANIES
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-73734
SEC ERA File Number	801-73734
SEC CIK Numbers	1496228
SEC CRD Numbers	161163
Legal Entity Identifier	None

Principal Office

695 ATLANTIC AVENUE
BOSTON
MA
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic