ATHYRIUM CAPITAL MANAGEMENT LP
Adviser information for ATHYRIUM CAPITAL MANAGEMENT LP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $2.9B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $2.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
505 FIFTH AVENUE18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-402-6925, Fax: None
Chief Compliance Officer
ANDREW C HYMAN
SENIOR VICE PRESIDENT AND SECRETARY
505 FIFTH AVENUE
18TH FLOOR
NEW YORK CITY
NY
United States
Tel:
212-402-6925
A*****@***********M
(Full email address available in API data)
Regulatory Contact
COURTNEY PAUL
VICE PRESIDENT AND ASSISTANT SECRETARY
505 FIFTH AVE
18TH FLOOR
NEW YORK
NY
United States
Tel:
212-402-6925
C****@***********M
(Full email address available in API data)
Industry Affiliates
| ATHYRIUM OPPORTUNITIES ASSOCIATES CO-INVEST LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ATHYRIUM OPPORTUNITIES ASSOCIATES II LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ATHYRIUM OPPORTUNITIES ASSOCIATES III LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ATHYRIUM OPPORTUNITIES ASSOCIATES IV CO-INVEST LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ATHYRIUM OPPORTUNITIES ASSOCIATES IV LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATHYRIUM OPPORTUNITIES FUND II LP | Hedge Fund | $153.1M | $0.0M | 32 |
| ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP | Hedge Fund | $249.2M | $0.0M | 21 |
| ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP | Hedge Fund | $46.1M | $0.0M | 2 |
| ATHYRIUM OPPORTUNITIES FUND III LP | Hedge Fund | $289.4M | $0.0M | 25 |
| ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP | Hedge Fund | $725.5M | $0.0M | 16 |
| ATHYRIUM OPPORTUNITIES FUND IV LP | Hedge Fund | $192.7M | $0.0M | 5 |
| ATHYRIUM OPPORTUNITIES FUND IV MASTER (NON-US) LP | Hedge Fund | $1,130.1M | $0.0M | 24 |
| ATHYRIUM OPPORTUNITIES IV CO-INVEST A LP | Private Equity Fund | $102.4M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRELL, JEFFREY, ALLEN | Individual | – | PRESIDENT | 01/2015 | 50-75% |
| HYMAN, ANDREW, COOPER | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2013 | < 5% |
| HYMAN, ANDREW, COOPER | Individual | – | SENIOR VICE PRESIDENT AND SECRETARY | 01/2015 | < 5% |
| WAKEFIELD, PAUL, ANTHONY | Individual | – | SENIOR VICE PRESIDENT | 01/2015 | < 5% |
| ATHYRIUM CAPITAL HOLDINGS, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2015 | < 5% |
| FERRELL, JEFFREY, ALLEN | Individual | ATHYRIUM CAPITAL HOLDINGS, LLC | MANAGING MEMBER | 09/2014 | 50-75% |
| PAUL, COURTNEY, ANNE | Individual | – | VICE PRESIDENT AND ASSISTANT SECRETARY | 01/2015 | < 5% |
| LACK, JEREMY, DAVID | Individual | – | LIMITED PARTNER | 01/2015 | 25-50% |
| LACK, JEREMY, DAVID | Individual | ATHYRIUM CAPITAL HOLDINGS, LLC | MEMBER | 01/2015 | 25-50% |
| ADAMS, RASHIDA, JAMELIA | Individual | – | VICE PRESIDENT | 11/2020 | < 5% |
| NB ASCLEPIUS HOLDINGS, LP | Domestic Entity | – | LIMITED PARTNER | 02/2022 | 10-25% |
| NB ALTERNATIVES GP HOLDINGS LLC | Domestic Entity | NB ASCLEPIUS HOLDINGS, LP | PARTNER | 01/2022 | > 75% |
| NB ALTERNATIVES HOLDINGS LLC | Domestic Entity | NB ALTERNATIVES GP HOLDINGS LLC | MEMBER | 02/2009 | > 75% |
| NEUBERGER BERMAN GROUP LLC | Domestic Entity | NB ALTERNATIVES HOLDINGS LLC | MEMBER | 02/2009 | > 75% |
| NBSH ACQUISITION, LLC | Domestic Entity | NEUBERGER BERMAN GROUP LLC | MEMBER | 05/2009 | > 75% |
| STRONG, ELIN, MYDLAND | Individual | – | VICE PRESIDENT | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Biora Therapeutics Inc. | COM NEW | 7M | 11M | – |
| PUMA BIOTECHNOLOGY INC | COM | 4M | 1M | – |
| COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 22M | – | – |