QUAD-C MANAGEMENT, INC.
Adviser information for QUAD-C MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $3.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73741 |
|---|---|
| SEC ERA File Number | 801-73741 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161395 |
| Legal Entity Identifier | None |
Principal Office
240 W MAIN STREETSUITE 600
CHARLOTTESVILLE
VA
United States
Monday - Friday, 9 AM TO 5:00 PM
Tel: 434-979-2070, Fax: 434-979-1145
Chief Compliance Officer
ADAM P. CHILDERS
CHIEF FINANCIAL OFFICER
240 W MAIN STREET
SUITE 600
CHARLOTTESVILLE
VA
United States
Tel:
434-422-8603
Fax:
434-979-1145
A**@*********M
(Full email address available in API data)
Regulatory Contact
NATALIE C. SMITH
DIRECTOR OF COMPLIANCE & OPERATIONS
240 W MAIN STREET
SUITE 600
CHARLOTTESVILLE
VA
United States
Tel:
434-327-1406
Fax:
434-979-1145
N**@*********M
(Full email address available in API data)
Industry Affiliates
| QUAD-C ADVISORS IX, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| QUAD-C ADVISORS X, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| QUAD-C PARTNERS IX, L.P. | Private Equity Fund | $1,223.6M | $10.0M | 127 |
| QUAD-C PARTNERS X, L.P. | Private Equity Fund | $693.0M | $10.0M | 171 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANIELS, TERRENCE, DAVID | Individual | – | CHAIRMAN/VICE PRESIDENT OF QUAD-C MANAGEMENT, INC. | 01/2008 | 25-50% |
| BURNS, STEPHEN, MARTIN | Individual | – | VICE PRESIDENT OF QUAD-C MANAGEMENT, INC. | 01/2000 | 25-50% |
| IGNACZAK, ANTHONY, ROBERT | Individual | – | PRESIDENT OF QUAD-C MANAGEMENT, INC. | 01/2008 | 25-50% |
| CHILDERS, ADAM, PORTER | Individual | – | CHIEF COMPLIANCE OFFICER OF QUAD-C MANAGEMENT, INC. | 11/2022 | < 5% |