SOLOMON HESS CAPITAL MANAGEMENT
SOLOMON HESS SBA MANAGEMENT LLC Legal Name
Adviser information for SOLOMON HESS CAPITAL MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $937.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $937.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $937.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73744 |
|---|---|
| SEC ERA File Number | 801-73744 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158481 |
| Legal Entity Identifier | None |
Principal Office
431 PARK AVENUESUITE 401
FALLS CHURCH
VA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 703-356-3333, Fax: 703-356-8383
Chief Compliance Officer
WILLIAM EINSTEIN
MANAGING DIRECTOR
431 PARK AVENUE
SUITE 401
FALLS CHURCH
VA
United States
Tel:
703-356-3333
Fax:
703-356-8383
W********@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL FALLON
PARTNER, CHIEF INVESTMENT OFFICER
431 PARK AVENUE
SUITE 401
FALLS CHURCH
VA
United States
Tel:
703-356-3333
Fax:
703-356-8383
M******@**************M
(Full email address available in API data)
Industry Affiliates
| SOLOMON HESS LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOLOMON HESS IO OPPORTUNITIES FUND LLC | Hedge Fund | $55.3M | $0.5M | 14 |
| SOLOMON HESS OPPORTUNITY FUND LLC | Hedge Fund | $55.4M | $0.1M | 80 |
| SOLOMON HESS SBA LOAN FUND LLC | Hedge Fund | $826.4M | $2.0M | 131 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOLOMON HESS LLC | Domestic Entity | – | MEMBER | 04/2004 | > 75% |
| EINSTEIN, WILLIAM, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2004 | < 5% |
| EINSTEIN, WILLIAM, EDWARD | Individual | SOLOMON HESS LLC | MEMBER | 04/2004 | 25-50% |
| FALLON, MICHAEL, PATRICK | Individual | SOLOMON HESS LLC | MEMBER | 07/2018 | 25-50% |
| ANTHONY J. HEILIZER IRREVOCABLE TRUST | Domestic Entity | SOLOMON HESS LLC | MEMBER | 10/2018 | 25-50% |
| SHUTES, CHRISTINA, SAXON | Individual | ANTHONY J. HEILIZER IRREVOCABLE TRUST | TRUSTEE | 10/2018 | > 75% |
| FALLON, MICHAEL, PATRICK | Individual | – | CHIEF INVESTMENT OFFICER | 04/2019 | < 5% |