TRIGUARD MANAGEMENT LLC

Adviser information for TRIGUARD MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $2.0B
Non-Discretionary 0 $0
Total 6 $2.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $2.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73747
SEC ERA File Number 801-73747
SEC CIK Numbers None
SEC CRD Numbers 159472
Legal Entity Identifier None

Principal Office

1400 NEWPORT CENTER DRIVE
SUITE 250
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (949) 398-0005, Fax: (949) 398-0001

Chief Compliance Officer

SEAN GESSAY
PRINCIPAL
1400 NEWPORT CENTER DRIVE
SUITE 250
NEWPORT BEACH
CA
United States
Tel: (949) 398-0005
Fax: (949) 398-0001
(Full email address available in API data)

Regulatory Contact

ERIC BECKER
PRINCIPAL
1400 NEWPORT CENTER DRIVE
SUITE 250
NEWPORT BEACH
CA
United States
Tel: (949) 398-0004
Fax: (949) 398-0001
(Full email address available in API data)

Industry Affiliates

MONTAUK TRIGUARD PARTNERS IV LP Sponsor, GP, manager of pooled investment vehicles
MONTAUK TRIGUARD PARTNERS V LP Sponsor, GP, manager of pooled investment vehicles
MONTAUK TRIGUARD PARTNERS VI LP Sponsor, GP, manager of pooled investment vehicles
MONTAUK TRIGUARD PARTNERS VII LP Sponsor, GP, manager of pooled investment vehicles
MONTAUK TRIGUARD PARTNERS VIII LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MONTAUK TRIGUARD FUND IV LP Private Equity Fund $34.1M $5.0M 60
MONTAUK TRIGUARD FUND IX LP Private Equity Fund $682.1M $10.0M 296
MONTAUK TRIGUARD FUND V LP Private Equity Fund $93.9M $5.0M 73
MONTAUK TRIGUARD FUND VI LP Private Equity Fund $173.0M $5.0M 100
MONTAUK TRIGUARD FUND VII LP Private Equity Fund $437.7M $10.0M 182
MONTAUK TRIGUARD FUND VIII LP Private Equity Fund $603.7M $10.0M 254

Control Persons

Name Type Entity Title Since Ownership
SMITH, BRIAN, M Individual SENIOR ADVISOR 02/2007 < 5%
BECKER, ERIC, JOHN Individual PRINCIPAL, CFO 08/2013 < 5%
GESSAY, SEAN, MICHAEL Individual PRINCIPAL, CCO 01/2015 < 5%
PFOHL, EDGAR, JOHN Individual RETIRED 08/2017 < 5%
RONN CORNELIUS, TRUSTEE OF THE CORNELIUS FAMILY TRUST Domestic Entity MANAGING MEMBER 11/2023 50-75%
SAMUEL TANG, TRUSTEE OF THE 2006 S&T TANG FAMILY TRUST DATED JULY 23, 2019 Domestic Entity MANAGING MEMBER 11/2023 50-75%

No. Employees, Historic

10502020202120222023202420259 on 3/10/20209 on 3/12/20219 on 3/18/20229 on 3/22/20239 on 3/25/2024

RAUM, Historic

3B2B02020202120222023202420251785880824 on 3/10/20201602916010 on 3/12/20211672113443 on 3/18/20222055816796 on 3/22/20231952603377 on 3/25/2024

No. Clients, Historic

10502020202120222023202420255 on 3/10/20205 on 3/12/20215 on 3/18/20226 on 3/22/20236 on 3/25/2024