EDGEWATER SERVICES, LLC
Adviser information for EDGEWATER SERVICES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $2.9B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 33 | $2.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73750 |
|---|---|
| SEC ERA File Number | 801-73750 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159926 |
| Legal Entity Identifier | None |
Principal Office
900 N. MICHIGAN AVE.SUITE 1800
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 312-649-5666, Fax: 312-664-8649
Chief Compliance Officer
MATTHEW W. NORRIS
CHIEF FINANCIAL OFFICER
900 N. MICHIGAN AVENUE
SUITE 1800
CHICAGO
IL
United States
Tel:
312-649-5666
Fax:
312-664-8649
M***@*****************M
(Full email address available in API data)
Regulatory Contact
PATRICK PELTZ
CONTROLLER
900 N. MICHIGAN AVENUE
SUITE 1800
CHICAGO
IL
United States
Tel:
312-649-4583
Fax:
312-664-8649
P******@*****************M
(Full email address available in API data)
Industry Affiliates
| EDGEWATER GROWTH CAPITAL MANAGEMENT II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| EDGEWATER GROWTH CAPITAL MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| EDGEWATER GROWTH CAPITAL MANAGEMENT IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| EDGEWATER GROWTH CAPITAL MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| EDGEWATER GROWTH CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EGCM SMA, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| EGCM V SMA, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD ASSET MANAGEMENT (DEUTSCHLAND) GMBH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT (UK) HOLDINGS LIMITED | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT CANADA INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT PACIFIC CO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT SCHWEIZ AG | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD FRERES & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD FRERES GESTION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD FUND MANAGERS (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD GULF LIMITED | Other investment adviser, including financial planners |
| LAZARD JAPAN ASSET MANAGEMENT K.K. | Other investment adviser, including financial planners |
| LAZARD KOREA ASSET MANAGEMENT CO., LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD MIDDLE MARKET LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD SAUDI ARABIA COMPANY | Other investment adviser, including financial planners |
| LAZARD SUSTAINABLE PRIVATE INFRASTRUCTURE (EUROPE) GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EDGEWATER GROWTH CAPITAL PARTNERS II, L.P. | Private Equity Fund | $32.4M | $5.0M | 88 |
| EDGEWATER GROWTH CAPITAL PARTNERS III CO-INVEST FUND, L.P. | Private Equity Fund | $23.9M | $0.0M | 2 |
| EDGEWATER GROWTH CAPITAL PARTNERS III, L.P. | Private Equity Fund | $173.2M | $5.0M | 131 |
| EDGEWATER GROWTH CAPITAL PARTNERS IV-A, L.P. | Private Equity Fund | $19.8M | $5.0M | 6 |
| EDGEWATER GROWTH CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $285.1M | $5.0M | 87 |
| EDGEWATER GROWTH CAPITAL PARTNERS V-A, L.P. | Private Equity Fund | $10.5M | $5.0M | 3 |
| EDGEWATER GROWTH CAPITAL PARTNERS V, L.P. | Private Equity Fund | $158.9M | $5.0M | 51 |
| EDGEWATER GROWTH CAPITAL PARTNERS, L.P. | Private Equity Fund | $3.4M | $5.0M | 63 |
| EGCP I INVESTMENT PARTNERS, L.P. | Private Equity Fund | $100.2M | $0.0M | 2 |
| EGCP I INVESTMENTS, L.P. | Private Equity Fund | $200.4M | $0.0M | 2 |
| EGCP INVESTMENT OPPORTUNITIES, L.P. | Private Equity Fund | $250.5M | $0.0M | 2 |
| EGCP INVESTMENT PARTNERS II-B, L.P. | Private Equity Fund | $100.2M | $0.0M | 3 |
| EGCP INVESTMENT PARTNERS II, L.P. | Private Equity Fund | $92.4M | $0.0M | 3 |
| EGCP INVESTMENT PARTNERS III-B-2, L.P. | Private Equity Fund | $103.1M | $0.0M | 2 |
| EGCP INVESTMENT PARTNERS III-B, L.P. | Private Equity Fund | $100.2M | $0.0M | 4 |
| EGCP INVESTMENT PARTNERS III, L.P. | Private Equity Fund | $93.3M | $0.0M | 11 |
| EGCP INVESTMENT PARTNERS V B-1, L.P. | Private Equity Fund | $60.1M | $0.0M | 5 |
| EGCP INVESTMENT PARTNERS V B-2, L.P. | Private Equity Fund | $40.1M | $0.0M | 3 |
| EGCP INVESTMENT PARTNERS V B-3, L.P. | Private Equity Fund | $2.0M | $0.0M | 2 |
| EGCP INVESTMENT PARTNERS V-A, L.P. | Private Equity Fund | $38.1M | $0.0M | 4 |
| EGCP INVESTMENT PARTNERS V, L.P. | Private Equity Fund | $55.6M | $0.0M | 5 |
| EGCP INVESTMENT PARTNERS, L.P. | Private Equity Fund | $87.5M | $0.0M | 2 |
| EGCP INVESTMENTS I, L.P. | Private Equity Fund | $103.7M | $0.0M | 2 |
| EGCP INVESTMENTS III-B, L.P. | Private Equity Fund | $20.0M | $0.0M | 2 |
| EGCP INVESTMENTS V B, L.P. | Private Equity Fund | $20.0M | $0.0M | 2 |
| EGCP INVESTMENTS-A, L.P. | Private Equity Fund | $200.4M | $0.0M | 2 |
| EGCP INVESTMENTS-B, L.P. | Private Equity Fund | $51.5M | $0.0M | 2 |
| EGCP INVESTMENTS-C, L.P. | Private Equity Fund | $91.6M | $0.0M | 4 |
| EGCP INVESTMENTS, L.P. | Private Equity Fund | $204.5M | $0.0M | 2 |
| EGCP IV-A, L.P. | Private Equity Fund | $17.6M | $0.0M | 3 |
| EGCP V INVESTMENTS, L.P. | Private Equity Fund | $100.2M | $0.0M | 3 |
| EGCP V-A, L.P. | Private Equity Fund | $50.1M | $0.0M | 2 |
| EGCP V-B, L.P. | Private Equity Fund | $50.1M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAZARD GROUP, LLC | Domestic Entity | – | MANAGING MEMBER OF THE REGISTRANT | 07/2009 | > 75% |
| LAZARD, INC. | Domestic Entity | LLTD CORP I | SHAREHOLDER | 05/2005 | > 75% |
| LLTD 2 S.A.R.L. | Foreign Entity | LAZARD GROUP, LLC | MANAGING MEMBER | 05/2005 | 25-50% |
| LLTD CORP II | Domestic Entity | LAZARD GROUP, LLC | MANAGING MEMBER | 05/2005 | 50-75% |
| LLTD CORP I | Domestic Entity | LLTD CORP II | SHAREHOLDER | 05/2005 | > 75% |
| LLTD HOLDING S.A.R.L. | Foreign Entity | LLTD 2 S.A.R.L. | SHAREHOLDER | 05/2017 | > 75% |
| GORDON, JAMES, ALAN | Individual | – | MANAGING DIRECTOR OF THE REGISTRANT | 12/2001 | < 5% |
| NORRIS, MATTHEW, WALTER | Individual | – | CHIEF COMPLIANCE OFFICER OF REGISTRANT | 07/2012 | < 5% |
| LAZARD, INC. | Domestic Entity | LLTD HOLDING S.A.R.L. | SHAREHOLDER | 01/2017 | > 75% |
| SNYDER, MATTHEW, LAWRENCE | Individual | – | CHIEF OPERATING OFFICER OF REGISTRANT | 03/2023 | < 5% |