BOLTHOUSE INVESTMENT MANAGEMENT SERVICES
BOLTHOUSE INVESTMENTS, LLC Legal Name
Adviser information for BOLTHOUSE INVESTMENT MANAGEMENT SERVICES last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 202 | $418.1M |
| Non-Discretionary | 2 | $4.7M |
| Total | 204 | $422.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.3M |
| HNW Individuals | 39 | $157.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $235.6M |
| Pension and profit sharing plans | <5 | $6.7M |
| Charitable organizations | <5 | $20.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $669,949 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-73757 |
|---|---|
| SEC ERA File Number | 801-73757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148531 |
| Legal Entity Identifier | None |
Principal Office
11601 BOLTHOUSE DRIVESUITE 210
BAKERSFIELD
CA
United States
Monday - Friday, 8:00 - 5:00
Tel: 661-326-6357, Fax: 661-326-6358
Chief Compliance Officer
MICHELLE CAMPBELL
DIRECTOR OF OPERATIONS AND CLIENT SERVICES
11601 BOLTHOUSE DRIVE
SUITE 210
BAKERSFIELD
CA
United States
Tel:
661-556-4546
M********@***********************M
(Full email address available in API data)
Regulatory Contact
BRAD JANTZ, CFA, CMT
VICE PRESIDENT, CHIEF INVESTMENT OFFICER
11601 BOLTHOUSE DRIVE
SUITE 210
BAKERSFIELD
CA
United States
Tel:
661-326-6357
B*****@***********************M
(Full email address available in API data)
Industry Affiliates
| BOLTHOUSE PROPERTIES, LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOLTHOUSE EQUITY LIMITED PARTNERSHIP | MARKETABLE SECURITIES | $135.9M | $0.0M | 32 |
| BOLTHOUSE FIXED INCOME LIMITED PARTNERSHIP | MARKETABLE SECURITIES | $99.8M | $0.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOLTHOUSE PROPERTIES, LLC | Domestic Entity | – | SOLE MEMBER | 03/2008 | > 75% |
| LEGGIO, ANTHONY, LEON | Individual | – | MANAGER & PRESIDENT | 03/2008 | 5-10% |
| LEGGIO, ANTHONY, LEON | Individual | BOLTHOUSE PROPERTIES, LLC | ELECTED MANAGER | 03/2005 | |
| CONNER, BRIAN, STEVEN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2017 | < 5% |
| CAMPBELL, MICHELLE, LESLIE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| JANTZ, BRAD, ALAN | Individual | – | VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 09/2021 | < 5% |
| WEAVER, DUSTIN, HARTLEY | Individual | – | DIRECTOR OF FINANCIAL PLANNING | 10/2022 | < 5% |