WILLOWRIDGE PARTNERS, INC.
Adviser information for WILLOWRIDGE PARTNERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $2.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesMANAGEMENT FEES EARNED ARE BASED ON CLIENT COMMITMENTS |
Identifiers
| SEC RIA File Number | 801-73759 |
|---|---|
| SEC ERA File Number | 801-73759 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157116 |
| Legal Entity Identifier | None |
Principal Office
122 EAST 42ND STREET37TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-369-4700, Fax: 212-369-5661
Chief Compliance Officer
JAMES O'MARA
PARTNER
122 EAST 42ND STREET
37TH FLOOR
NEW YORK
NY
United States
Tel:
212-369-3211
Fax:
212-369-5661
J*****@**************M
(Full email address available in API data)
Regulatory Contact
JERROLD NEWMAN
PRESIDENT & FOUNDING PARTNER
122 EAST 42ND STREET
37TH FLOOR
NEW YORK
NY
United States
Tel:
212-369-2888
Fax:
212-369-5661
J******@**************M
(Full email address available in API data)
Industry Affiliates
| WILLOWRIDGE IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOWRIDGE IX LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOWRIDGE V LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOWRIDGE VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOWRIDGE VII LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOWRIDGE VIII LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMBERBROOK IV LLC | Private Equity Fund | $16.7M | $2.0M | 38 |
| AMBERBROOK IX LP | Private Equity Fund | $1,006.4M | $3.0M | 125 |
| AMBERBROOK OFFSHORE IX LP | Private Equity Fund | $201.9M | $3.0M | 54 |
| AMBERBROOK OFFSHORE VII LP | Private Equity Fund | $9.5M | $3.0M | 2 |
| AMBERBROOK OFFSHORE VIII LP | Private Equity Fund | $44.3M | $3.0M | 6 |
| AMBERBROOK V LLC | Private Equity Fund | $50.5M | $2.0M | 57 |
| AMBERBROOK VI LLC | Private Equity Fund | $124.2M | $3.0M | 66 |
| AMBERBROOK VII LP | Private Equity Fund | $346.9M | $3.0M | 77 |
| AMBERBROOK VIII LP | Private Equity Fund | $878.8M | $3.0M | 75 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEWMAN, JERROLD | Individual | – | PRESIDENT/FOUNDING PARTNER | 10/1992 | > 75% |
| O'MARA, JAMES, MICHAEL | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |