VCFA GROUP
VENTURE CAPITAL FUND OF AMERICA III, INC. Legal Name
Adviser information for VCFA GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $298.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $298.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $298.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesPERCENTAGE OF COMMITTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-73768 |
|---|---|
| SEC ERA File Number | 801-73768 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160941 |
| Legal Entity Identifier | None |
Principal Office
126 E. 56TH ST.SUITE 420
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-838-5577, Fax: 212-838-7614
Chief Compliance Officer
DEENA SEELENFREUND
CHIEF FINANCIAL OFFICER
126 E. 56TH ST.
SUITE 420
NEW YORK
NY
United States
Tel:
212 838 5577
Fax:
212 838 7614
S***********@*******M
(Full email address available in API data)
Regulatory Contact
SUSAN HARRIS
OFFICE MANAGER
126 E. 56TH ST.
SUITE 420
NEW YORK
NY
United States
Tel:
212 838 5577
Fax:
212 838 7614
S******@*******M
(Full email address available in API data)
Industry Affiliates
| PIONEER SECONDARY ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PIONEER SERIES ASSOCIATES LLC | Sponsor, GP, manager of pooled investment vehicles |
| VCFA ASSOCIATES VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| VCFA ASSOCIATES VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VCFA ASSOCIATES VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIONEER SERIES, LLC - FUND IV/V CONTINUATION SERIES-CLASS V | SECONDARY VENTURE CAPITAL | $0.9M | $0.0M | 12 |
| PIONEER SERIES, LLC - VAST DATA HOLDINGS SERIES | SECONDARY VENTURE CAPITAL | $35.9M | $0.0M | 14 |
| PIONEER SERIES, LLC - VCFA DAILYPAY SERIES | SECONDARY VENTURE CAPITAL | $26.9M | $0.1M | 14 |
| VCFA VENTURE PARTNERS VI, L.P. | SECONDARY VENTURE CAPITAL | $131.7M | $0.3M | 57 |
| VCFA VENTURE PARTNERS VII - CAYMAN | SECONDARY VENTURE CAPITAL | $52.5M | $0.3M | 3 |
| VCFA VENTURE PARTNERS VII, L.P. | SECONDARY VENTURE CAPITAL | $102.8M | $0.3M | 45 |
| VCFA VP VI CAYMAN | SECONDARY VENTURE CAPITAL | $66.9M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEELENFREUND, DEENA, BETH | Individual | – | CFO CCO | 03/1998 | < 5% |
| HARMAN, WILLIAM, RITTENHOUSE | Individual | – | MANAGING DIRECTOR | 04/2020 | < 5% |
| TOM, DAVID, BELL | Individual | – | CO-PRESIDENT, MANAGING DIRECTOR, OWNER | 04/2020 | 50-75% |
| REILLY, ANDREW, KEENAN | Individual | – | CO-PRESIDENT, MANAGING DIRECTOR, OWNER | 04/2020 | 50-75% |