MAK CAPITAL
MAK CAPITAL ONE, LLC Legal Name
Adviser information for MAK CAPITAL last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 63 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
590 MADISON AVESUITE 3100
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-486-3211, Fax: 212-486-4779
Websites
Chief Compliance Officer
DAVID SMITH
MANAGING DIRECTOR AND CHIEF OPERATING OFFICER
590 MADISON AVE
SUITE 3100
NEW YORK
NY
United States
Tel:
212-486-3211
Fax:
212-486-4779
D*****@*****************M
(Full email address available in API data)
Industry Affiliates
| MAK DDF-1 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAK GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAK OPF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MAK CAPITAL DISTRESSED DEBT FUND I, LP | Private Equity Fund | $44.0M | $5.0M | 25 |
| MAK CAPITAL FUND LP | Hedge Fund | $1,118.5M | $1.0M | 148 |
| MAK CAPITAL OPPORTUNITIES FUND I LP | Private Equity Fund | $11.7M | $5.0M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAUFMAN, MICHAEL, ANTHONY | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 05/2002 | > 75% |
| SMITH, DAVID, NICHOLAS | Individual | – | MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2008 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGILYSYS INC | COM | 124M | 1M | – |
| FUSION FUEL GREEN PLC | *W EXP 12/10/202 | 57K | 1M | – |
| FUSION FUEL GREEN PLC | CL A | 1M | 2M | – |
| GRUPO SUPERVIELLE S.A. | SPONSORED ADR | 14M | 2M | – |
| HEIDRICK & STRUGGLES INTL IN | COM | 31M | 993K | – |
| IVANHOE ELECTRIC INC | COM | 17M | 2M | – |
| LOMA NEGRA C I A S A MTN 14 | SPONSORED ADS | 12M | 2M | – |
| SKYLINE CHAMPION CORPORATION | COM | 203M | 3M | – |
| YATRA ONLINE INC | ORD SHS | 14M | 12M | – |