CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.
Adviser information for CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73773 |
|---|---|
| SEC ERA File Number | 801-73773 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157822 |
| Legal Entity Identifier | None |
Principal Office
201 NORTH TRYON STREETSUITE 2450
CHARLOTTE
NC
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 704-372-2040, Fax: 704-372-1040
Chief Compliance Officer
DANIEL JAMES EASSA
CHIEF FINANCIAL OFFICER
201 N. TRYON STREET
SUITE 2450
CHARLOTTE
NC
United States
Tel:
704-372-2040
Fax:
704-372-1040
D*****@******************M
(Full email address available in API data)
Industry Affiliates
| CAROUSEL CAPITAL APEX GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CAROUSEL CAPITAL COMPANY IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAROUSEL CAPITAL COMPANY V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAROUSEL CAPITAL COMPANY VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAROUSEL CAPITAL APEX ROLLOVER PARTNERS, L.P. | Private Equity Fund | $36.1M | $0.1M | 30 |
| CAROUSEL CAPITAL APEX SPV, L.P. | Private Equity Fund | $92.3M | $0.1M | 30 |
| CAROUSEL CAPITAL CEO FUND IV, LP | Private Equity Fund | $21.8M | $0.5M | 60 |
| CAROUSEL CAPITAL CEO FUND V, LP | Private Equity Fund | $45.9M | $0.5M | 61 |
| CAROUSEL CAPITAL CEO FUND VI, L.P. | Private Equity Fund | $32.1M | $0.5M | 52 |
| CAROUSEL CAPITAL COMPANY IV APEX ROLLOVER PARTNERSHIP, L.P. | Private Equity Fund | $27.3M | $0.5M | 6 |
| CAROUSEL CAPITAL PARTNERS IV PV, LP | Private Equity Fund | $1.3M | $1.0M | 3 |
| CAROUSEL CAPITAL PARTNERS IV, LP | Private Equity Fund | $136.9M | $1.0M | 32 |
| CAROUSEL CAPITAL PARTNERS V, LP | Private Equity Fund | $511.1M | $0.5M | 46 |
| CAROUSEL CAPITAL PARTNERS VI, L.P. | Private Equity Fund | $671.3M | $0.5M | 71 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIGG, CHARLES, SMITH | Individual | – | MANAGING LIMITED PARTNER | 01/2008 | 25-50% |
| SCHMIDLY, JASON, CHARLES | Individual | – | MANAGING LIMITED PARTNER | 01/2008 | 25-50% |
| CAROUSEL CAPITAL MANAGEMENT COMPANY, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2008 | < 5% |
| SCHMIDLY, JASON, CHARLES | Individual | CAROUSEL CAPITAL MANAGEMENT COMPANY, LLC | MANAGING LIMITED LIABILITY COMPANY MEMBER OF CAROUSEL CAPITAL MANAGEMENT COMPANY, LLC | 12/2012 | 25-50% |
| GRIGG, CHARLES, SMITH | Individual | CAROUSEL CAPITAL MANAGEMENT COMPANY, LLC | MANAGING LIMITED LIABILITY COMPANY MEMBER OF CAROUSEL CAPITAL MANAGEMENT COMPANY, LLC | 12/2012 | 25-50% |
| EASSA, DANIEL, JAMES | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| CLARK, PETER, L. | Individual | – | LIMITED PARTNER | 01/2021 | 10-25% |
| WELCH, ALAN, CHRISTOPHER | Individual | – | LIMITED PARTNER | 01/2021 | 10-25% |