A.W. JONES
A.W. JONES ADVISORS, LLC Legal Name
Adviser information for A.W. JONES last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $502.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $502.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $502.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73790 |
|---|---|
| SEC ERA File Number | 801-73790 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161260 |
| Legal Entity Identifier | None |
Principal Office
126 EAST 56TH STREET22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 646-517-6400, Fax: 212-218-1079
Chief Compliance Officer
AVI ROSENBLATT
CHIEF FINANCIAL OFFICER
126 EAST 56TH STREET
22ND FLOOR
NEW YORK
NY
United States
Tel:
646-517-6400
A**********@**********M
(Full email address available in API data)
Industry Affiliates
| A.W. JONES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A.W. JONES ASSOCIATES | Hedge Fund | $89.5M | $0.3M | 32 |
| A.W. JONES COMPANY | Hedge Fund | $413.4M | $0.1M | 78 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURCH, ROBERT, LEE | Individual | – | MANAGING MEMBER | 03/2012 | > 75% |
| ROSENBLATT, AVI, JASON | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 06/2017 | < 5% |