ROCKLAND CAPITAL, LP
Adviser information for ROCKLAND CAPITAL, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73791 |
|---|---|
| SEC ERA File Number | 801-73791 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156791 |
| Legal Entity Identifier | 2549004MHWLMFGDN5L80 |
Principal Office
24 WATERWAY AVESTE 400
THE WOODLANDS
TX
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 281-863-9000, Fax: None
Websites
Chief Compliance Officer
JOHN MCMULLAN
GENERAL COUNSEL
24 WATERWAY AVENUE
STE 400
THE WOODLANDS
TX
United States
Tel:
281-863-9000
J************@******************M
(Full email address available in API data)
Regulatory Contact
WILLIE ZAPALAC
PARTNER
24 WATERWAY AVENUE
STE 400
THE WOODLANDS
TX
United States
Tel:
281-863-9007
W***********@******************M
(Full email address available in API data)
Industry Affiliates
| ROCKLAND GRIDFLEX PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCKLAND PHR PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCKLAND POWER PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCKLAND POWER PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCKLAND POWER PARTNERS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCKLAND POWER PARTNERS IV GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOWLINE POINT POWER HOLDINGS, LLC | Private Equity Fund | $166.4M | $0.0M | 10 |
| JACKRABBIT POWER HOLDINGS, LLC | Private Equity Fund | $175.7M | $0.0M | 7 |
| ROCKLAND GRIDFLEX PARTNERS, LP | Private Equity Fund | $98.0M | $0.0M | 17 |
| ROCKLAND PHR PARTNERS, LP | Private Equity Fund | $118.9M | $0.0M | 11 |
| ROCKLAND POWER PARTNERS II, LP | Private Equity Fund | $172.9M | $10.0M | 47 |
| ROCKLAND POWER PARTNERS III, LP | Private Equity Fund | $503.5M | $10.0M | 55 |
| ROCKLAND POWER PARTNERS IV, LP | Private Equity Fund | $575.6M | $10.0M | 105 |
| ROCKLAND POWER PARTNERS, LP | Private Equity Fund | $12.6M | $10.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARLAN, WILLIAM, SCOTT | Individual | – | EXECUTIVE OFFICER | 03/2008 | 10-25% |
| MAIZ, JAMES, ANDREW | Individual | – | EXECUTIVE OFFICER | 03/2008 | 10-25% |
| ZAPALAC, WILLIE, FRANK | Individual | – | EXECUTIVE OFFICER | 03/2008 | 10-25% |
| MECHE, NOLENA, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 06/2019 | < 5% |
| ZAPALAC, WILLIE, FRANK | Individual | ROCKLAND CAPITAL GP, LLC | MANAGING MEMBER | 11/2018 | 25-50% |
| ROCKLAND CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER OF ROCKLAND CAPITAL, LP | 11/2018 | < 5% |
| HARLAN, WILLIAM, SCOTT | Individual | ROCKLAND CAPITAL GP, LLC | MANAGING MEMBER | 11/2018 | 25-50% |
| MAIZ, JAMES, ANDREW | Individual | ROCKLAND CAPITAL GP, LLC | MANAGING MEMBER | 11/2018 | 25-50% |
| BEACH, JONATHAN, MICHAEL | Individual | – | EXECUTIVE OFFICER | 02/2022 | 10-25% |
| BEACH, JONATHAN, MICHAEL | Individual | ROCKLAND CAPITAL GP, LLC | MANAGING MEMBER | 02/2022 | 25-50% |
| MCMULLAN, JOHN, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 03/2023 | < 5% |